Walsh Derrick — SEC Form 4 filings
SEC reporting owner CIK 1636371. 15 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-03-12 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 4,846 shares, $490,464 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 55.
- Largest priced transaction: sale of 4,846 shares @ $101.21 ($490,464) in Axos Financial, Inc., filed 2026-02-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Axos Financial, Inc. (AX) | EVP, Chief Financial Officer | 15 | — | 1 leg · 4,846 sh · $490,464 | 55 |
Form 4 filings — Walsh Derrick
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 4,127 @ $92.68 · Disposition to issuer (D): 2,222 @ $92.68 · Option exercise (M): 4,127 (derivative) @ $0 · Grant/award (A): 3,076 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,360 @ $82.93 · Disposition to issuer (D): 733 @ $82.93 · Option exercise (M): 1,360 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,988 @ $84.68 · Option exercise (M): 1,619 @ $84.68 · Disposition to issuer (D): 1,144 @ $84.68 · Disposition to issuer (D): 873 @ $84.68 · Option exercise (M): 1,988 (derivative) @ $0 · Option exercise (M): 1,619 (derivative) @ $0 · +1 more | EDGAR |
| 2026-02-06 | 4 | Axos Financial, Inc. (AX) | Sale (S): 4,846 @ $101.21 | EDGAR |
| 2025-12-10 | 4 | Axos Financial, Inc. (AX) | Gift (G): 150 @ $84.63 | EDGAR |
| 2025-09-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,993 @ $88.46 · Disposition to issuer (D): 1,073 @ $88.46 · Option exercise (M): 1,993 (derivative) @ $88.46 | EDGAR |
| 2025-09-17 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,318 @ $90.29 · Option exercise (M): 1,848 @ $90.29 · Disposition to issuer (D): 995 @ $90.29 · Disposition to issuer (D): 709 @ $90.29 · Option exercise (M): 1,848 (derivative) @ $0 · Option exercise (M): 1,318 (derivative) @ $0 · +1 more | EDGAR |
| 2025-03-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,433 @ $64.21 · Disposition to issuer (D): 771 @ $64.21 · Option exercise (M): 1,433 (derivative) @ $0 | EDGAR |
| 2025-03-21 | 4 | Axos Financial, Inc. (AX) | Grant/award (A): 4,080 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,987 @ $63.94 · Option exercise (M): 1,618 @ $63.94 · Disposition to issuer (D): 1,160 @ $63.94 · Disposition to issuer (D): 870 @ $63.94 · Option exercise (M): 1,987 (derivative) @ $0 · Option exercise (M): 1,618 (derivative) @ $0 | EDGAR |
| 2024-09-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 5,327 @ $65.86 · Disposition to issuer (D): 2,863 @ $65.86 · Option exercise (M): 1,430 @ $64.32 · Disposition to issuer (D): 768 @ $64.32 · Option exercise (M): 5,327 (derivative) @ $0 · Option exercise (M): 1,430 (derivative) @ $0 | EDGAR |
| 2024-09-17 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,847 @ $63.20 · Disposition to issuer (D): 877 @ $63.20 · Grant/award (A): 3,956 (derivative) @ $0 · Option exercise (M): 1,847 (derivative) @ $0 | EDGAR |
| 2024-03-27 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,433 @ $52.25 · Disposition to issuer (D): 770 @ $52.25 · Option exercise (M): 1,433 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,987 @ $49.43 · Tax withholding (F): 1,165 @ $49.43 · Grant/award (A): 4,856 (derivative) @ $0 · Option exercise (M): 1,987 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 997 @ $51.44 · Tax withholding (F): 586 @ $51.44 · Option exercise (M): 997 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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