Marischen James M — SEC Form 4 filings
SEC reporting owner CIK 1638499. 14 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-01-23 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STIFEL FINANCIAL CORP (SF) | Chief Financial Officer | 14 | — | — | 34 |
Form 4 filings — Marischen James M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 9,723 (derivative) @ $74.05 · Grant/award (A): 5,402 (derivative) @ $74.05 | EDGAR |
| 2026-02-20 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 7,859 @ $0 · Tax withholding (F): 3,463 @ $120.49 · Grant/award (A): 9,823 (derivative) @ $0 · Option exercise (M): 7,859 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 1,568 @ $0 · Tax withholding (F): 691 @ $126.24 · Option exercise (M): 1,568 (derivative) @ $0 | EDGAR |
| 2026-01-15 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 12,055 @ $0 · Tax withholding (F): 5,749 @ $125.22 · Option exercise (M): 12,055 (derivative) @ $0 | EDGAR |
| 2025-12-19 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 395 @ $0 | EDGAR |
| 2025-08-21 | 4 | STIFEL FINANCIAL CORP (SF) | Disposition to issuer (D): 5,000 @ $112.90 | EDGAR |
| 2025-03-10 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 8,229 (derivative) @ $98.43 | EDGAR |
| 2025-03-04 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 1,076 @ $0 · Tax withholding (F): 475 @ $104.90 · Option exercise (M): 1,076 (derivative) @ $0 | EDGAR |
| 2025-02-05 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 6,271 @ $0 · Tax withholding (F): 2,763 @ $117.51 · Grant/award (A): 7,839 (derivative) @ $0 · Option exercise (M): 6,271 (derivative) @ $0 | EDGAR |
| 2025-01-10 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 11,088 @ $0 · Tax withholding (F): 4,971 @ $106.08 · Option exercise (M): 11,088 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | STIFEL FINANCIAL CORP (SF) | Gift (G): 500 @ $0 | EDGAR |
| 2024-03-12 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 9,067 (derivative) @ $75 | EDGAR |
| 2024-03-05 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 4,303 @ $0 · Tax withholding (F): 1,900 @ $75 · Grant/award (A): 5,379 (derivative) @ $0 · Option exercise (M): 4,303 (derivative) @ $0 | EDGAR |
| 2024-01-23 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 9,901 @ $0 · Tax withholding (F): 4,488 @ $69.15 · Option exercise (M): 9,901 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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