JANIS FRANCES — SEC Form 4 filings
SEC reporting owner CIK 1639491. 5 Form 4 filings on record with FilingPulse; latest filed 2026-05-07.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-10-24 to 2026-05-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 15,999 shares, $265,246 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 7,999 shares @ $17.03 ($136,214) in Pomona Investment Fund, filed 2025-12-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Pomona Investment Fund | Treasurer and PFO | 5 | 2 legs · 15,999 sh · $265,246 | — | 2 |
Form 4 filings — JANIS FRANCES
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-07 | 4 | Pomona Investment Fund | Grant/award (A): 13,671.93 @ $16.23 | EDGAR |
| 2025-12-16 | 4/A | Pomona Investment Fund | Holdings only — no transactions reported | EDGAR |
| 2025-12-03 | 4 | Pomona Investment Fund | Purchase (P): 7,999.48 @ $17.03 | EDGAR |
| 2025-07-28 | 4 | Pomona Investment Fund | Purchase (P): 7,999.48 @ $16.13 | EDGAR |
| 2024-10-24 | 4 | Pomona Investment Fund | Grant/award (A): 6,012.82 @ $15.91 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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