Keating Catherine — SEC Form 4 filings
SEC reporting owner CIK 1640781. 11 Form 4 filings on record with FilingPulse; latest filed 2025-04-16.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-01-17 to 2025-04-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 155,363 shares, $9,998,651 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 65,473 shares @ $77.31 ($5,061,687) in Bank of New York Mellon Corp, filed 2025-04-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Bank of New York Mellon Corp (BK) | Sr. Exec. Vice President | 11 | — | 4 legs · 155,363 sh · $9,998,651 | 12 |
Form 4 filings — Keating Catherine
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-04-16 | 4 | Bank of New York Mellon Corp (BK) | Sale (S): 65,473.46 @ $77.31 | EDGAR |
| 2025-02-28 | 4 | Bank of New York Mellon Corp (BK) | Grant/award (A): 50,348.74 @ $0 · Tax withholding (F): 18,630 @ $86.34 | EDGAR |
| 2025-02-19 | 4 | Bank of New York Mellon Corp (BK) | Tax withholding (F): 2,932 @ $87.84 · Tax withholding (F): 4,494 @ $87.84 · Tax withholding (F): 4,234 @ $87.84 | EDGAR |
| 2025-02-05 | 4 | Bank of New York Mellon Corp (BK) | Grant/award (A): 54,607 @ $0 | EDGAR |
| 2024-04-22 | 4 | Bank of New York Mellon Corp (BK) | Sale (S): 54,070 @ $54.88 | EDGAR |
| 2024-02-27 | 4 | Bank of New York Mellon Corp (BK) | Grant/award (A): 52,881.15 @ $0 · Tax withholding (F): 29,245 @ $55.64 | EDGAR |
| 2024-02-20 | 4 | Bank of New York Mellon Corp (BK) | Tax withholding (F): 4,121 @ $55.29 · Tax withholding (F): 6,316 @ $55.29 | EDGAR |
| 2024-02-12 | 4 | Bank of New York Mellon Corp (BK) | Tax withholding (F): 4,269 @ $55.11 | EDGAR |
| 2024-02-09 | 4 | Bank of New York Mellon Corp (BK) | Sale (S): 4,498 @ $54.81 | EDGAR |
| 2024-02-02 | 4 | Bank of New York Mellon Corp (BK) | Grant/award (A): 32,274 @ $0 | EDGAR |
| 2024-01-17 | 4 | Bank of New York Mellon Corp (BK) | Sale (S): 31,321.64 @ $55.01 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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