Harter Ava — SEC Form 4 filings
SEC reporting owner CIK 1642415. 12 Form 4 filings on record with FilingPulse; latest filed 2026-09-01.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-02-21 to 2026-09-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 9 shares, $602 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 6 legs across 5 filings — 25,520 shares, $5,749,611 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: sale of 6,010 shares @ $258.66 ($1,554,547) in LAM RESEARCH CORP, filed 2026-04-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LAM RESEARCH CORP (LRCX) | Chief Legal Officer | 10 | 1 leg · 9 sh · $602 | 6 legs · 25,520 sh · $5,749,611 | 17 |
| WHIRLPOOL CORP /DE/ (WHR) | EVP & Chief Legal Officer | 2 | — | — | 5 |
Form 4 filings — Harter Ava
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | LAM RESEARCH CORP (LRCX) | Sale (S): 5,000 @ $302.46 | EDGAR |
| 2026-08-06 | 4 | LAM RESEARCH CORP (LRCX) | Tax withholding (F): 5,790 @ $307.42 | EDGAR |
| 2026-04-28 | 4 | LAM RESEARCH CORP (LRCX) | Option exercise (M): 6,010 @ $77.04 · Sale (S): 6,010 @ $258.66 · Option exercise (M): 6,010 (derivative) @ $0 | EDGAR |
| 2026-03-05 | 4 | LAM RESEARCH CORP (LRCX) | Sale (S): 1,500 @ $222.66 | EDGAR |
| 2026-03-03 | 4 | LAM RESEARCH CORP (LRCX) | Sale (S): 4,000 @ $232.50 | EDGAR |
| 2026-03-02 | 4 | LAM RESEARCH CORP (LRCX) | Grant/award (A): 7,106 @ $0 · Tax withholding (F): 1,988 @ $233.89 · Tax withholding (F): 3,199 @ $233.89 · Grant/award (A): 8,685 (derivative) @ $0 | EDGAR |
| 2025-10-28 | 4 | LAM RESEARCH CORP (LRCX) | Sale (S): 3,000 @ $157.48 · Option exercise (M): 6,010 @ $77.04 · Sale (S): 6,010 @ $157.46 · Option exercise (M): 6,010 (derivative) @ $0 | EDGAR |
| 2025-08-06 | 4 | LAM RESEARCH CORP (LRCX) | Purchase (P): 9.46 @ $63.66 · Tax withholding (F): 5,270 @ $96.68 | EDGAR |
| 2025-03-04 | 4 | LAM RESEARCH CORP (LRCX) | Grant/award (A): 19,360 @ $0 · Tax withholding (F): 1,383 @ $76.74 · Grant/award (A): 23,663 (derivative) @ $0 | EDGAR |
| 2024-08-06 | 4 | LAM RESEARCH CORP (LRCX) | Grant/award (A): 3,505 @ $0 · Grant/award (A): 1,202 @ $0 · Grant/award (A): 2,203 (derivative) @ $0 · Grant/award (A): 1,803 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | WHIRLPOOL CORP /DE/ (WHR) | Option exercise (M): 4,288 @ $0 · Tax withholding (F): 1,252.35 @ $107.39 · Option exercise (M): 4,288 (derivative) @ $0 | EDGAR |
| 2024-02-21 | 4 | WHIRLPOOL CORP /DE/ (WHR) | Grant/award (A): 4,288 (derivative) @ $0 · Grant/award (A): 20,656 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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