Ballengee James H. — SEC Form 4 filings
SEC reporting owner CIK 1646366. 6 Form 4 filings on record with FilingPulse; latest filed 2025-11-18.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-04-23 to 2025-11-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 11 legs across 4 filings — 428,251 shares, $590,514 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: purchase of 138,000 shares @ $1.37 ($189,060) in Vivakor, Inc., filed 2024-04-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Vivakor, Inc. (VIVK) | CEO, Director, 10% owner | 6 | 11 legs · 428,251 sh · $590,514 | — | 7 |
Form 4 filings — Ballengee James H.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-18 | 4 | Vivakor, Inc. (VIVK) | Other (J): 2,979,456 @ $0.17 · Other (J): 30,096 @ $0.17 | EDGAR |
| 2024-12-04 | 4 | Vivakor, Inc. (VIVK) | Grant/award (A): 369,740 @ $0.60 · Grant/award (A): 4,999,500 @ $1 · Grant/award (A): 50,500 @ $1 | EDGAR |
| 2024-08-06 | 4 | Vivakor, Inc. (VIVK) | Grant/award (A): 422,199 @ $0.59 · Purchase (P): 42,098 @ $1.35 · Purchase (P): 15,139 @ $1.52 · Purchase (P): 12,612 @ $1.53 · Purchase (P): 1,000 @ $1.57 · Grant/award (A): 422,199 @ $0.59 | EDGAR |
| 2024-05-29 | 4 | Vivakor, Inc. (VIVK) | Purchase (P): 30,744 @ $1.29 · Purchase (P): 41,381 @ $1.27 · Purchase (P): 15,277 @ $1.37 | EDGAR |
| 2024-04-25 | 4 | Vivakor, Inc. (VIVK) | Purchase (P): 54,500 @ $1.44 · Purchase (P): 47,500 @ $1.59 | EDGAR |
| 2024-04-23 | 4 | Vivakor, Inc. (VIVK) | Purchase (P): 30,000 @ $1.12 · Purchase (P): 138,000 @ $1.37 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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