Galley Patrick W. — SEC Form 4 filings
SEC reporting owner CIK 1646929. 15 Form 4 filings on record with FilingPulse; latest filed 2025-10-14.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-03-22 to 2025-10-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 41 legs across 11 filings — 36,700 shares, $498,171 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: purchase of 2,000 shares @ $14.05 ($28,100) in RiverNorth Opportunistic Municipal Income Fund, Inc., filed 2025-04-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) | President, Director | 3 | 8 legs · 16,000 sh · $210,363 | — | — |
| RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | President, Director | 3 | 16 legs · 11,500 sh · $158,118 | — | — |
| RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | President, Director | 4 | 16 legs · 9,100 sh · $128,080 | — | — |
| RiverNorth Capital & Income Fund, Inc. (RSF) | Chief Executive Officer, Director | 4 | 1 leg · 100 sh · $1,610 | — | 4 |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | President, Director | 1 | — | — | 1 |
Form 4 filings — Galley Patrick W.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-10-14 | 4 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | Other (J): 112,213 @ $11.95 | EDGAR |
| 2025-08-01 | 4 | RiverNorth Capital & Income Fund, Inc. (RSF) | Other (J): 39,813 @ $14.39 | EDGAR |
| 2025-07-16 | 4 | RiverNorth Capital & Income Fund, Inc. (RSF) | Other (J): 13,600 @ $14.68 · Other (J): 10,033 @ $14.68 | EDGAR |
| 2025-04-28 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 200 @ $14.25 · Purchase (P): 500 @ $14.30 | EDGAR |
| 2025-04-10 | 4/A | RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) | Purchase (P): 2,000 @ $13.11 · Purchase (P): 2,000 @ $13.16 · Purchase (P): 2,000 @ $13.18 | EDGAR |
| 2025-04-10 | 4/A | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 200 @ $14 · Purchase (P): 100 @ $14.02 · Purchase (P): 1,100 @ $14.03 · Purchase (P): 2,000 @ $14.05 | EDGAR |
| 2025-04-10 | 4/A | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 2,000 @ $13.70 · Purchase (P): 100 @ $13.77 · Purchase (P): 100 @ $13.79 · Purchase (P): 100 @ $13.91 · Purchase (P): 1,000 @ $13.79 · Purchase (P): 2,000 @ $13.75 | EDGAR |
| 2025-04-10 | 4 | RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) | Purchase (P): 2,000 @ $13.14 · Purchase (P): 2,000 @ $13.14 | EDGAR |
| 2025-04-10 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 500 @ $14.13 · Purchase (P): 400 @ $14.11 · Purchase (P): 300 @ $14.15 · Purchase (P): 200 @ $14.14 · Purchase (P): 150 @ $14.13 · Purchase (P): 50 @ $14.15 | EDGAR |
| 2025-04-10 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 400 @ $13.85 · Purchase (P): 200 @ $13.79 · Purchase (P): 200 @ $13.84 · Purchase (P): 100 @ $13.79 | EDGAR |
| 2025-04-09 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 200 @ $14 · Purchase (P): 100 @ $14.02 · Purchase (P): 1,100 @ $14.03 · Purchase (P): 2,000 @ $14.05 | EDGAR |
| 2025-04-09 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 2,000 @ $13.70 · Purchase (P): 100 @ $13.77 · Purchase (P): 100 @ $13.79 · Purchase (P): 100 @ $13.91 · Purchase (P): 1,000 @ $13.79 · Purchase (P): 2,000 @ $13.75 | EDGAR |
| 2025-04-09 | 4 | RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) | Purchase (P): 2,000 @ $13.11 · Purchase (P): 2,000 @ $13.16 · Purchase (P): 2,000 @ $13.18 | EDGAR |
| 2024-04-29 | 4 | RiverNorth Capital & Income Fund, Inc. (RSF) | Grant/award (A): 68,414 @ $15.04 | EDGAR |
| 2024-03-22 | 4 | RiverNorth Capital & Income Fund, Inc. (RSF) | Purchase (P): 100 @ $16.09 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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