Sarner Michael Scott — SEC Form 4 filings
SEC reporting owner CIK 1648742. 4 Form 4 filings on record with FilingPulse; latest filed 2026-06-10.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-06-11 to 2026-06-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 2,695 shares, $59,013 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: purchase of 2,695 shares @ $21.90 ($59,013) in CAPITAL SOUTHWEST CORP, filed 2026-03-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP (CSWC) | President and CEO, Director | 4 | 1 leg · 2,695 sh · $59,013 | — | 9 |
Form 4 filings — Sarner Michael Scott
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-10 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Tax withholding (F): 13,765 @ $23.28 · Grant/award (A): 140,000 @ $0 · Tax withholding (F): 11,705 @ $23.54 | EDGAR |
| 2026-03-02 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 2,694.64 @ $21.90 | EDGAR |
| 2025-06-10 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Tax withholding (F): 3,648 @ $21.06 · Grant/award (A): 80,000 @ $0 · Tax withholding (F): 15,319 @ $21.35 | EDGAR |
| 2024-06-11 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Tax withholding (F): 4,723 @ $26.13 · Tax withholding (F): 13,607 @ $26.13 · Grant/award (A): 75,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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