Shapiro Richard A — SEC Form 4 filings
SEC reporting owner CIK 1648814. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-09.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-06-12 to 2026-09-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 2 filings — 78,900 shares, $439,865 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: purchase of 30,000 shares @ $6.00 ($180,000) in Evolv Technologies Holdings, Inc., filed 2025-11-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Evolv Technologies Holdings, Inc. (EVLV) | Director | 4 | 7 legs · 78,900 sh · $439,865 | — | 7 |
| Altus Power, Inc. (AMPS) | Director | 2 | — | — | 3 |
| ORION ENERGY SYSTEMS, INC. (OESX) | Director | 3 | — | — | 3 |
Form 4 filings — Shapiro Richard A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-09 | 4 | Evolv Technologies Holdings, Inc. (EVLV) | Purchase (P): 13,500 @ $4.96 · Purchase (P): 6,500 @ $4.95 · Purchase (P): 9,000 @ $4.98 · Purchase (P): 3,600 @ $4.94 | EDGAR |
| 2026-08-12 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Grant/award (A): 2,532 @ $0 | EDGAR |
| 2026-06-22 | 4 | Evolv Technologies Holdings, Inc. (EVLV) | Option exercise (M): 27,050 @ $0 · Option exercise (M): 27,050 (derivative) @ $0 · Grant/award (A): 28,318 (derivative) @ $0 | EDGAR |
| 2025-11-20 | 4 | Evolv Technologies Holdings, Inc. (EVLV) | Purchase (P): 30,000 @ $6 · Purchase (P): 7,500 @ $6.02 · Purchase (P): 8,800 @ $6.02 | EDGAR |
| 2025-07-01 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-06-24 | 4 | Evolv Technologies Holdings, Inc. (EVLV) | Option exercise (M): 12,515 @ $0 · Grant/award (A): 12,515 (derivative) @ $0 · Option exercise (M): 12,515 (derivative) @ $0 · Grant/award (A): 27,050 (derivative) @ $0 | EDGAR |
| 2025-04-16 | 4 | Altus Power, Inc. (AMPS) | Disposition to issuer (D): 48,357 | EDGAR |
| 2024-08-02 | 4 | Altus Power, Inc. (AMPS) | Grant/award (A): 24,261 @ $0 · Grant/award (A): 24,096 @ $0 | EDGAR |
| 2024-06-12 | 4 | ORION ENERGY SYSTEMS, INC. (OESX) | Grant/award (A): 27,523 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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