Gates Anne — SEC Form 4 filings
SEC reporting owner CIK 1660111. 21 Form 4 filings on record with FilingPulse; latest filed 2026-09-02.
Transaction summary — filings shown
Covers all 21 filings on record, filed 2024-02-26 to 2026-09-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 6,498 shares, $999,327 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 27.
- Largest priced transaction: sale of 6,498 shares @ $153.79 ($999,327) in TAPESTRY, INC., filed 2026-02-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TAPESTRY, INC. (TPR) | Director | 3 | — | 1 leg · 6,498 sh · $999,327 | 5 |
| KROGER CO (KR) | Director | 15 | — | — | 15 |
| RAYMOND JAMES FINANCIAL INC (RJF) | Director | 3 | — | — | 7 |
Form 4 filings — Gates Anne
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-02 | 4 | KROGER CO (KR) | Grant/award (A): 188.31 (derivative) @ $57.94 | EDGAR |
| 2026-07-16 | 4 | KROGER CO (KR) | Grant/award (A): 3,660 (derivative) @ $0 | EDGAR |
| 2026-06-02 | 4 | KROGER CO (KR) | Grant/award (A): 137.56 (derivative) @ $61.52 | EDGAR |
| 2026-03-03 | 4 | KROGER CO (KR) | Grant/award (A): 121.94 (derivative) @ $69.05 | EDGAR |
| 2026-02-23 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Grant/award (A): 1,303 @ $0 | EDGAR |
| 2026-02-12 | 4 | TAPESTRY, INC. (TPR) | Option exercise (M): 8,914 @ $41.65 · Tax withholding (F): 2,416 @ $153.79 · Sale (S): 6,498 @ $153.79 · Option exercise (M): 8,914 (derivative) @ $0 | EDGAR |
| 2025-12-02 | 4 | KROGER CO (KR) | Grant/award (A): 124.00 (derivative) @ $67.55 | EDGAR |
| 2025-11-14 | 4 | TAPESTRY, INC. (TPR) | Grant/award (A): 1,985 @ $100.76 | EDGAR |
| 2025-09-03 | 4 | KROGER CO (KR) | Grant/award (A): 121.41 (derivative) @ $68.64 | EDGAR |
| 2025-07-16 | 4 | KROGER CO (KR) | Grant/award (A): 2,767 (derivative) @ $0 | EDGAR |
| 2025-06-03 | 4 | KROGER CO (KR) | Grant/award (A): 98.28 (derivative) @ $68.21 | EDGAR |
| 2025-03-04 | 4 | KROGER CO (KR) | Grant/award (A): 106.04 (derivative) @ $62.89 | EDGAR |
| 2025-02-24 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Option exercise (M): 1,711 @ $0 · Grant/award (A): 1,253 @ $0 · Option exercise (M): 1,711 (derivative) @ $0 | EDGAR |
| 2024-12-03 | 4 | KROGER CO (KR) | Grant/award (A): 110.28 (derivative) @ $60.15 | EDGAR |
| 2024-11-15 | 4 | TAPESTRY, INC. (TPR) | Grant/award (A): 3,459 @ $57.82 | EDGAR |
| 2024-09-04 | 4 | KROGER CO (KR) | Grant/award (A): 122.80 (derivative) @ $53.70 | EDGAR |
| 2024-07-18 | 4/A | KROGER CO (KR) | Grant/award (A): 3,810 (derivative) @ $0 | EDGAR |
| 2024-07-16 | 4 | KROGER CO (KR) | Grant/award (A): 3,810 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | KROGER CO (KR) | Grant/award (A): 93.40 (derivative) @ $51.86 | EDGAR |
| 2024-03-05 | 4 | KROGER CO (KR) | Grant/award (A): 97.96 (derivative) @ $49.16 | EDGAR |
| 2024-02-26 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Option exercise (M): 1,643 @ $0 · Grant/award (A): 1,711 (derivative) @ $0 · Option exercise (M): 1,643 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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