O'Neill Stephen Andrew — SEC Form 4 filings
SEC reporting owner CIK 1662140. 8 Form 4 filings on record with FilingPulse; latest filed 2025-12-01.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2025-07-17 to 2025-12-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 14 legs across 6 filings — 25,030 shares, $316,104 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 5,000 shares @ $12.71 ($63,528) in RiverNorth Flexible Municipal Income Fund II, Inc., filed 2025-07-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | — | 4 | 10 legs · 20,000 sh · $252,832 | — | — |
| RiverNorth Managed Duration Municipal Income Fund II, Inc. (RFMZ) | — | 1 | 3 legs · 5,000 sh · $63,024 | — | — |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) | — | 2 | 1 leg · 30 sh · $248 | — | 1 |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | — | 1 | — | — | 1 |
Form 4 filings — O'Neill Stephen Andrew
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-01 | 4 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) | Other (J): 10,000 @ $7.94 | EDGAR |
| 2025-10-20 | 4 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) | Purchase (P): 30 @ $8.26 | EDGAR |
| 2025-10-14 | 4 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) | Other (J): 15,000 @ $11.95 | EDGAR |
| 2025-07-21 | 4/A | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase (P): 2,065 @ $12.59 · Purchase (P): 2,000 @ $12.63 · Purchase (P): 935 @ $12.58 | EDGAR |
| 2025-07-21 | 4 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase (P): 2,000 @ $12.57 · Purchase (P): 3,000 @ $12.57 | EDGAR |
| 2025-07-18 | 4 | RiverNorth Managed Duration Municipal Income Fund II, Inc. (RFMZ) | Purchase (P): 2,065 @ $12.59 · Purchase (P): 2,000 @ $12.63 · Purchase (P): 935 @ $12.58 | EDGAR |
| 2025-07-17 | 4 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase (P): 1,500 @ $12.71 | EDGAR |
| 2025-07-17 | 4 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase (P): 2,500 @ $12.67 · Purchase (P): 500 @ $12.70 · Purchase (P): 5,000 @ $12.71 · Purchase (P): 500 @ $12.68 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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