Mauricio Maxine Lum — SEC Form 4 filings
SEC reporting owner CIK 1663011. 24 Form 4 filings on record with FilingPulse; latest filed 2026-08-03.
Transaction summary — filings shown
Covers all 24 filings on record, filed 2024-02-01 to 2026-08-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 9,227 shares, $4,729,842 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: sale of 3,357 shares @ $735.00 ($2,467,395) in EMCOR Group, Inc., filed 2026-03-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| EMCOR Group, Inc. (EME) | CAO, EVP & General Counsel | 22 | — | 3 legs · 9,227 sh · $4,729,842 | 21 |
| NOVANTA INC (NOVT) | Director | 2 | — | — | 5 |
Form 4 filings — Mauricio Maxine Lum
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-03 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 4 @ $0 | EDGAR |
| 2026-05-01 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 4 @ $0 | EDGAR |
| 2026-03-18 | 4 | EMCOR Group, Inc. (EME) | Gift (G): 1,377 @ $0 | EDGAR |
| 2026-03-03 | 4 | EMCOR Group, Inc. (EME) | Sale (S): 3,357 @ $735 | EDGAR |
| 2026-03-02 | 4 | EMCOR Group, Inc. (EME) | Tax withholding (F): 1,709 @ $724.62 | EDGAR |
| 2026-02-02 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 6 @ $0 | EDGAR |
| 2026-01-06 | 4 | NOVANTA INC (NOVT) | Option exercise (M): 1,325 · Option exercise (M): 1,325 (derivative) · Grant/award (A): 1,799 (derivative) @ $0 | EDGAR |
| 2026-01-05 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 1,507 @ $0 | EDGAR |
| 2025-10-31 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 3 @ $0 | EDGAR |
| 2025-08-01 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 3 @ $0 | EDGAR |
| 2025-05-01 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 8 @ $0 | EDGAR |
| 2025-03-14 | 4 | EMCOR Group, Inc. (EME) | Sale (S): 1,250 @ $370.07 · Gift (G): 250 @ $0 | EDGAR |
| 2025-02-28 | 4 | EMCOR Group, Inc. (EME) | Tax withholding (F): 1,690 @ $402.71 | EDGAR |
| 2025-02-03 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 8 @ $0 | EDGAR |
| 2025-01-03 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 1,720 @ $0 | EDGAR |
| 2024-10-31 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 2,500 @ $0 · Grant/award (A): 7 @ $0 | EDGAR |
| 2024-07-31 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 10 @ $0 | EDGAR |
| 2024-07-08 | 4 | NOVANTA INC (NOVT) | Option exercise (M): 278 · Option exercise (M): 278 (derivative) | EDGAR |
| 2024-06-07 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 2,500 @ $0 | EDGAR |
| 2024-05-23 | 4 | EMCOR Group, Inc. (EME) | Sale (S): 4,620 @ $389.58 | EDGAR |
| 2024-05-01 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 9 @ $0 | EDGAR |
| 2024-03-04 | 4 | EMCOR Group, Inc. (EME) | Tax withholding (F): 2,080 @ $313.52 | EDGAR |
| 2024-02-29 | 4 | EMCOR Group, Inc. (EME) | Gift (G): 375 @ $0 | EDGAR |
| 2024-02-01 | 4 | EMCOR Group, Inc. (EME) | Grant/award (A): 14 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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