Laureles Saul R. — SEC Form 4 filings
SEC reporting owner CIK 1672864. 19 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-01-30 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 9 filings — 56,585 shares, $159,383 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 41.
- Largest priced transaction: sale of 26,602 shares @ $2.19 ($58,258) in STEM, INC., filed 2024-03-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STEM, INC. (STEM) | Chief Legal Officer | 19 | — | 9 legs · 56,585 sh · $159,383 | 41 |
Form 4 filings — Laureles Saul R.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | STEM, INC. (STEM) | Option exercise (M): 5,000 @ $7.81 · Option exercise (M): 2,750 @ $7.81 · Sale (S): 675 @ $7.85 · Option exercise (M): 2,750 (derivative) @ $0 · Option exercise (M): 5,000 (derivative) @ $0 | EDGAR |
| 2026-03-10 | 4 | STEM, INC. (STEM) | Option exercise (M): 2,916 · Sale (S): 942 @ $11.12 · Option exercise (M): 2,916 (derivative) @ $0 | EDGAR |
| 2026-03-04 | 4 | STEM, INC. (STEM) | Sale (S): 292 @ $9.67 | EDGAR |
| 2026-03-02 | 4 | STEM, INC. (STEM) | Option exercise (M): 904 · Grant/award (A): 18,000 (derivative) @ $0 · Grant/award (A): 12,000 (derivative) @ $0 · Option exercise (M): 904 (derivative) @ $0 | EDGAR |
| 2026-02-19 | 4 | STEM, INC. (STEM) | Tax withholding (F): 536 @ $11.30 | EDGAR |
| 2026-02-18 | 4 | STEM, INC. (STEM) | Option exercise (M): 1,790 · Option exercise (M): 1,790 (derivative) @ $0 | EDGAR |
| 2025-11-12 | 4 | STEM, INC. (STEM) | Option exercise (M): 13,750 · Tax withholding (F): 3,379 @ $18.27 · Option exercise (M): 13,750 (derivative) @ $0 | EDGAR |
| 2025-07-30 | 4 | STEM, INC. (STEM) | Grant/award (A): 10,000 (derivative) @ $0 · Grant/award (A): 10,000 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | STEM, INC. (STEM) | Grant/award (A): 11,000 (derivative) @ $0 · Grant/award (A): 5,500 (derivative) @ $0 · Grant/award (A): 5,500 (derivative) @ $0 | EDGAR |
| 2025-05-05 | 4 | STEM, INC. (STEM) | Option exercise (M): 3,453 @ $0 · Sale (S): 809 @ $0.53 · Option exercise (M): 3,453 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | STEM, INC. (STEM) | Option exercise (M): 18,087 @ $0 · Option exercise (M): 58,334 @ $0 · Option exercise (M): 18,087 (derivative) @ $0 · Option exercise (M): 58,334 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | STEM, INC. (STEM) | Option exercise (M): 34,737 @ $0 · Option exercise (M): 34,737 (derivative) @ $0 | EDGAR |
| 2024-11-01 | 4 | STEM, INC. (STEM) | Grant/award (A): 275,000 (derivative) @ $0 | EDGAR |
| 2024-05-28 | 4 | STEM, INC. (STEM) | Grant/award (A): 175,000 (derivative) @ $0 | EDGAR |
| 2024-04-30 | 4 | STEM, INC. (STEM) | Option exercise (M): 3,453 @ $0 · Sale (S): 822 @ $1.87 · Option exercise (M): 3,453 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | STEM, INC. (STEM) | Sale (S): 26,602 @ $2.19 | EDGAR |
| 2024-03-05 | 4 | STEM, INC. (STEM) | Option exercise (M): 18,087 @ $0 · Grant/award (A): 82,462 @ $0 · Sale (S): 5,591 @ $2.48 · Option exercise (M): 18,087 (derivative) @ $0 | EDGAR |
| 2024-02-20 | 4 | STEM, INC. (STEM) | Option exercise (M): 34,736 @ $0 · Sale (S): 10,959 @ $3.17 · Option exercise (M): 34,736 (derivative) @ $0 · Grant/award (A): 90,048 (derivative) @ $0 | EDGAR |
| 2024-01-30 | 4 | STEM, INC. (STEM) | Option exercise (M): 34,325 @ $0 · Sale (S): 9,893 @ $3.23 · Option exercise (M): 34,325 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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