LALLY JAMES BRIAN — SEC Form 4 filings
SEC reporting owner CIK 1674404. 16 Form 4 filings on record with FilingPulse; latest filed 2026-07-08.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-02-08 to 2026-07-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 10,778 shares, $594,085 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
- Largest priced transaction: sale of 4,689 shares @ $55.18 ($258,739) in ENTERPRISE FINANCIAL SERVICES CORP, filed 2025-05-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | CEO, Director | 16 | — | 5 legs · 10,778 sh · $594,085 | 35 |
Form 4 filings — LALLY JAMES BRIAN
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-08 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Other (J): 462 @ $45.94 | EDGAR |
| 2026-03-06 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Grant/award (A): 6,344 (derivative) @ $0 | EDGAR |
| 2026-02-26 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 7,982 @ $0 · Tax withholding (F): 3,502 @ $57.57 · Option exercise (M): 7,982 (derivative) @ $0 | EDGAR |
| 2026-02-12 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 4,176 @ $0 · Tax withholding (F): 1,673 @ $59.22 · Grant/award (A): 6,849 @ $0 · Tax withholding (F): 2,776 @ $59.22 · Grant/award (A): 5,513 @ $0 · Tax withholding (F): 2,208 @ $59.22 · +1 more | EDGAR |
| 2025-07-09 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Other (J): 450 @ $46.84 | EDGAR |
| 2025-06-27 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Sale (S): 1,828 @ $55.16 | EDGAR |
| 2025-06-26 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Sale (S): 1,655 @ $55.04 | EDGAR |
| 2025-05-16 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Sale (S): 400 @ $55.01 | EDGAR |
| 2025-05-14 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Sale (S): 2,206 @ $55.04 | EDGAR |
| 2025-05-13 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Sale (S): 4,689 @ $55.18 | EDGAR |
| 2025-03-06 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Grant/award (A): 5,398 (derivative) @ $0 · Grant/award (A): 16,144 (derivative) @ $0 | EDGAR |
| 2025-02-05 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 3,592 @ $0 · Tax withholding (F): 1,583 @ $58.87 · Grant/award (A): 14,368 @ $0 · Tax withholding (F): 5,815 @ $58.87 · Grant/award (A): 11,639 @ $0 · Tax withholding (F): 5,022 @ $58.87 · +1 more | EDGAR |
| 2024-06-12 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Other (J): 604 @ $32.40 | EDGAR |
| 2024-03-01 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Grant/award (A): 5,857 (derivative) @ $0 · Grant/award (A): 30,661 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 7,983 @ $0 · Tax withholding (F): 3,525 @ $40.83 · Option exercise (M): 7,983 (derivative) @ $0 | EDGAR |
| 2024-02-08 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 3,345 @ $0 · Tax withholding (F): 1,325 @ $39.52 · Grant/award (A): 13,380 @ $0 · Tax withholding (F): 5,017 @ $39.52 · Grant/award (A): 9,232 @ $0 · Tax withholding (F): 3,430 @ $39.52 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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