BOFA SECURITIES, INC. — SEC Form 4 filings
SEC reporting owner CIK 1675365. 39 Form 4 filings on record with FilingPulse; latest filed 2026-07-22.
Transaction summary — filings shown
Covers all 39 filings on record, filed 2024-06-10 to 2026-07-22. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 382 legs across 31 filings — 216,663 shares, $2,515,996 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 485 legs across 33 filings — 20,529,769 shares, $2,025,654,118 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 99.
- Largest priced transaction: sale of 20,249,064 shares @ $99.92 ($2,023,286,475) in GABELLI UTILITY TRUST, filed 2024-11-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GABELLI UTILITY TRUST (GUT) | 10% owner | 1 | — | 1 leg · 20,249,064 sh · $2,023,286,475 | — |
| Nuveen Quality Municipal Income Fund (NAD) | 10% owner | 1 | 2 legs · 23,955 sh · $303,789 | 28 legs · 16,555 sh · $215,383 | 30 |
| BLACKROCK MUNIYIELD FUND, INC. (MYD) | 10% owner | 1 | 8 legs · 11,837 sh · $178,060 | 22 legs · 9,874 sh · $147,668 | 22 |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) | 10% owner | 1 | 12 legs · 13,187 sh · $181,183 | 18 legs · 8,137 sh · $112,256 | — |
| BNY Mellon Municipal Bond Infrastructure Fund, Inc. (DMB) | 10% owner | 1 | 19 legs · 19,105 sh · $195,160 | 11 legs · 8,938 sh · $90,862 | — |
| AgEagle Aerial Systems Inc. (UAVS) | 10% owner | 1 | — | 1 leg · 102,185 sh · $256,484 | — |
| BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. (MUJ) | 10% owner | 1 | 5 legs · 9,275 sh · $129,931 | 25 legs · 8,800 sh · $121,140 | — |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) | 10% owner | 1 | 15 legs · 8,473 sh · $121,783 | 15 legs · 8,233 sh · $120,707 | — |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (AFB) | 10% owner | 2 | 12 legs · 8,863 sh · $121,023 | 20 legs · 8,863 sh · $120,096 | 1 |
| NEUBERGER BERMAN MUNICIPAL FUND INC. (NBH) | 10% owner | 1 | 10 legs · 6,755 sh · $107,166 | 20 legs · 6,755 sh · $106,587 | — |
+26 more issuers among the filings shown — every filing appears in the table below.
Form 4 filings — BOFA SECURITIES, INC.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-22 | 4 | Bluejay Diagnostics, Inc. (BJDX) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA | Holdings only — no transactions reported | EDGAR |
| 2026-07-10 | 4 | Bluejay Diagnostics, Inc. (BJDX) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA | Holdings only — no transactions reported | EDGAR |
| 2026-06-15 | 4 | Aditxt, Inc. (ADTX) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA | Purchase (P): 1 @ $0.02 · Purchase (P): 1 @ $0.02 · Purchase (P): 1 @ $0.01 · Purchase (P): 1 @ $0.01 · Purchase (P): 3 @ $0.01 · Sale (S): 15 @ $0.01 | EDGAR |
| 2026-02-04 | 4 | ENvue Medical, Inc. (FEED) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA | Sale (S): 100 @ $3.05 · Sale (S): 10 @ $3.05 · Sale (S): 4 @ $3.05 · Sale (S): 4 @ $3.05 · Sale (S): 100 @ $3.04 · Sale (S): 200 @ $3.06 · +24 more | EDGAR |
| 2025-11-20 | 4 | BlackRock 2037 Municipal Target Term Trust (BMN) jointly with BANK OF AMERICA CORP /DE/ | Sale (S): 1,164 @ $24.56 | EDGAR |
| 2025-11-18 | 4 | BlackRock 2037 Municipal Target Term Trust (BMN) jointly with BANK OF AMERICA CORP /DE/ | Purchase (P): 1,164 @ $24.76 | EDGAR |
| 2025-10-03 | 4 | Aptevo Therapeutics Inc. (APVO) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA | Holdings only — no transactions reported | EDGAR |
| 2025-05-06 | 4 | Sharps Technology Inc. (STSS) jointly with BANK OF AMERICA CORP /DE/ | Holdings only — no transactions reported | EDGAR |
| 2024-12-20 | 4 | PUTNAM MANAGED MUNICIPAL INCOME TRUST (PMM) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 2,000 @ $7.91 · Purchase (P): 102 @ $7.80 · Purchase (P): 700 @ $7.80 · Purchase (P): 700 @ $7.80 · Purchase (P): 398 @ $7.80 · Purchase (P): 100 @ $7.80 · +24 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. (MHN) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 1,000 @ $13.51 · Sale (S): 1,000 @ $13.27 · Purchase (P): 300 @ $11.79 · Sale (S): 300 @ $11.81 · Sale (S): 29 @ $12.84 · Purchase (P): 29 @ $12.71 · +24 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. (MUJ) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 700 @ $15.01 · Purchase (P): 700 @ $15.03 · Purchase (P): 3,000 @ $14.09 · Sale (S): 300 @ $14 · Sale (S): 555 @ $14 · Sale (S): 791 @ $14 · +24 more | EDGAR |
| 2024-12-13 | 4 | NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., BANK OF AMERICA NA | Purchase (P): 1,000 @ $13.73 · Sale (S): 1,000 @ $13.69 · Sale (S): 200 @ $13.63 · Sale (S): 33 @ $13.63 · Sale (S): 17 @ $13.63 · Purchase (P): 250 @ $13.63 · +54 more | EDGAR |
| 2024-12-13 | 4 | Nuveen Quality Municipal Income Fund (NAD) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., BANK OF AMERICA NA | Purchase (P): 23,855 @ $12.68 · Sale (S): 98 @ $12.97 · Sale (S): 400 @ $12.95 · Sale (S): 300 @ $12.98 · Sale (S): 400 @ $12.96 · Sale (S): 100 @ $12.97 · +54 more | EDGAR |
| 2024-12-13 | 4 | Nuveen Municipal Credit Income Fund (NZF) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., BANK OF AMERICA NA | Purchase (P): 100 @ $13.67 · Purchase (P): 100 @ $13.67 · Purchase (P): 470 @ $13.67 · Purchase (P): 100 @ $13.67 · Purchase (P): 200 @ $13.67 · Purchase (P): 100 @ $13.67 · +28 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (BNY) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 200 @ $15.34 · Sale (S): 200 @ $15.37 · Sale (S): 100 @ $16.14 · Sale (S): 200 @ $16.14 · Sale (S): 600 @ $16.09 · Sale (S): 100 @ $16.13 · +30 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNICIPAL INCOME FUND, INC. (MUI) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 75 @ $12.18 · Purchase (P): 100 @ $12.17 · Purchase (P): 400 @ $12.17 · Sale (S): 400 @ $12.17 · Sale (S): 100 @ $12.17 · Sale (S): 75 @ $12.18 · +30 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNIYIELD FUND, INC. (MYD) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 1,050 @ $14.10 · Sale (S): 1,050 @ $14.18 · Sale (S): 4 @ $14.50 · Purchase (P): 340 @ $14.66 · Purchase (P): 4 @ $14.60 · Sale (S): 312 @ $14.60 · +46 more | EDGAR |
| 2024-12-13 | 4 | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (AFB) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 2,525 @ $15.46 · Sale (S): 100 @ $15.31 · Sale (S): 100 @ $15.30 · Sale (S): 1,025 @ $15.30 · Sale (S): 300 @ $15.30 · Sale (S): 975 @ $15.30 · +24 more | EDGAR |
| 2024-12-13 | 4 | NEUBERGER BERMAN MUNICIPAL FUND INC. (NBH) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 2,694 @ $15.85 · Sale (S): 100 @ $15.78 · Sale (S): 94 @ $15.77 · Sale (S): 100 @ $15.78 · Sale (S): 100 @ $15.78 · Sale (S): 100 @ $15.78 · +24 more | EDGAR |
| 2024-12-13 | 4 | Federated Hermes Premier Municipal Income Fund (FMN) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 1,500 @ $13.90 · Sale (S): 1,500 @ $13.83 · Purchase (P): 526 @ $13.36 · Sale (S): 200 @ $13.40 · Sale (S): 200 @ $13.39 · Sale (S): 100 @ $13.40 · +24 more | EDGAR |
| 2024-12-13 | 4 | PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 628 @ $8.37 · Sale (S): 18 @ $8.39 · Sale (S): 75 @ $8.39 · Sale (S): 16 @ $8.39 · Sale (S): 19 @ $8.39 · Sale (S): 13 @ $8.39 · +14 more | EDGAR |
| 2024-12-13 | 4 | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 100 @ $14.72 · Sale (S): 100 @ $14.72 · Purchase (P): 40 @ $15.24 · Sale (S): 40 @ $15.62 · Purchase (P): 108 @ $16.14 · Sale (S): 108 @ $16.12 · +24 more | EDGAR |
| 2024-12-13 | 4 | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 2,500 @ $13.18 · Purchase (P): 2,500 @ $13.38 · Purchase (P): 200 @ $13.38 · Sale (S): 200 @ $13.35 · Sale (S): 679 @ $13.83 · Purchase (P): 679 @ $13.76 · +24 more | EDGAR |
| 2024-12-13 | 4 | BlackRock Long-Term Municipal Advantage Trust (BTA) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 233 @ $12.68 · Purchase (P): 11 @ $12.68 · Purchase (P): 432 @ $12.68 · Purchase (P): 300 @ $12.68 · Purchase (P): 100 @ $12.68 · Purchase (P): 32 @ $12.68 · +24 more | EDGAR |
| 2024-12-13 | 4 | BNY Mellon Municipal Bond Infrastructure Fund, Inc. (DMB) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 100 @ $10.14 · Purchase (P): 40 @ $10.13 · Purchase (P): 73 @ $10.15 · Purchase (P): 100 @ $10.13 · Purchase (P): 200 @ $10.15 · Purchase (P): 100 @ $10.14 · +24 more | EDGAR |
| 2024-12-13 | 4 | Invesco California Value Municipal Income Trust (VCV) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., Banc of America Preferred Funding Corp | Purchase (P): 200 @ $11.65 · Purchase (P): 216 @ $11.65 · Purchase (P): 100 @ $11.65 · Purchase (P): 261 @ $11.65 · Purchase (P): 48 @ $11.65 · Purchase (P): 200 @ $11.65 · +24 more | EDGAR |
| 2024-12-13 | 4 | Invesco Advantage Municipal Income Trust II (VKI) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., Banc of America Preferred Funding Corp | Purchase (P): 100 @ $13.16 · Purchase (P): 100 @ $13.16 · Purchase (P): 100 @ $13.16 · Purchase (P): 100 @ $13.16 · Purchase (P): 200 @ $13.16 · Purchase (P): 100 @ $13.16 · +24 more | EDGAR |
| 2024-12-13 | 4 | Invesco Municipal Income Opportunities Trust (OIA) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 5 @ $8.03 · Sale (S): 5 @ $8.01 · Purchase (P): 77 @ $8.08 · Purchase (P): 257 @ $8 · Purchase (P): 128 @ $8 · Purchase (P): 53 @ $8 · +24 more | EDGAR |
| 2024-12-13 | 4 | Invesco Pennsylvania Value Municipal Income Trust (VPV) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 4,332 @ $12.77 · Purchase (P): 200 @ $12.80 · Purchase (P): 200 @ $12.80 · Purchase (P): 100 @ $12.84 · Purchase (P): 100 @ $12.83 · Purchase (P): 100 @ $12.84 · +24 more | EDGAR |
| 2024-12-13 | 4 | Invesco Trust for Investment Grade New York Municipals (VTN) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 5,921 @ $13.69 · Purchase (P): 100 @ $13.71 · Purchase (P): 100 @ $13.71 · Purchase (P): 200 @ $13.71 · Purchase (P): 100 @ $13.71 · Purchase (P): 100 @ $13.72 · +24 more | EDGAR |
| 2024-12-13 | 4 | Nuveen Municipal Credit Opportunities Fund (NMCO) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 500 @ $15.45 · Purchase (P): 500 @ $15.54 · Purchase (P): 100 @ $12.40 · Purchase (P): 10 @ $12.40 · Purchase (P): 63 @ $12.40 · Purchase (P): 13 @ $12.40 · +24 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNIYIELD QUALITY FUND, INC. (MQY) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 1,819 @ $14.01 · Sale (S): 200 @ $14.04 · Sale (S): 300 @ $14.04 · Sale (S): 100 @ $14.05 · Sale (S): 100 @ $14.05 · Sale (S): 100 @ $14.05 · +24 more | EDGAR |
| 2024-12-13 | 4 | BNY MELLON MUNICIPAL INCOME, INC. (DMF) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 32 @ $8.77 · Sale (S): 32 @ $8.75 · Sale (S): 625 @ $8.12 · Purchase (P): 100 @ $8.11 · Purchase (P): 25 @ $8.11 · Purchase (P): 100 @ $8.11 · +24 more | EDGAR |
| 2024-12-13 | 4 | BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (DSM) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 2,808 @ $8.43 · Purchase (P): 2,808 @ $8.52 · Purchase (P): 1,000 @ $8.10 · Sale (S): 950 @ $8.12 · Sale (S): 50 @ $8.13 · Sale (S): 625 @ $7.50 · +24 more | EDGAR |
| 2024-12-13 | 4 | BNY MELLON STRATEGIC MUNICIPALS, INC. (LEO) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 150 @ $8.47 · Sale (S): 150 @ $8.50 · Purchase (P): 5 @ $7.87 · Sale (S): 5 @ $7.92 · Sale (S): 2,600 @ $9.34 · Purchase (P): 100 @ $9.36 · +19 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNIASSETS FUND, INC. (MUA) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 495 @ $11.77 · Purchase (P): 495 @ $11.82 · Purchase (P): 3,759 @ $12.03 · Sale (S): 100 @ $11.95 · Sale (S): 100 @ $11.93 · Sale (S): 100 @ $11.95 · +24 more | EDGAR |
| 2024-11-26 | 4 | GABELLI UTILITY TRUST (GUT) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA | Sale (S): 20,249,064 @ $99.92 | EDGAR |
| 2024-10-30 | 4 | AgEagle Aerial Systems Inc. (UAVS) jointly with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA | Sale (S): 102,185 @ $2.51 | EDGAR |
| 2024-06-10 | 4 | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (AFB) jointly with BANK OF AMERICA CORP /DE/, Banc of America Preferred Funding Corp | Other (J): 5,754 · Sale (S): 1,600 @ $10.89 · Purchase (P): 1,600 @ $10.87 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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