Smith Mark Andrew — SEC Form 4 filings
SEC reporting owner CIK 1676537. 12 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-02-16 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 17 legs across 7 filings — 58,788 shares, $24,032,788 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 36.
- Largest priced transaction: sale of 8,000 shares @ $439.30 ($3,514,402) in CUMMINS INC, filed 2025-10-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CUMMINS INC (CMI) | VP - Chief Financial Officer | 12 | — | 17 legs · 58,788 sh · $24,032,788 | 36 |
Form 4 filings — Smith Mark Andrew
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | CUMMINS INC (CMI) | Grant/award (A): 14,128 @ $0 · Tax withholding (F): 5,878 @ $583.87 | EDGAR |
| 2025-11-10 | 4 | CUMMINS INC (CMI) | Option exercise (M): 13,110 @ $142.12 · Sale (S): 800 @ $469.69 · Sale (S): 803 @ $475.02 · Sale (S): 975 @ $476.99 · Sale (S): 1,320 @ $470.88 · Sale (S): 3,902 @ $472.80 · +2 more | EDGAR |
| 2025-10-31 | 4 | CUMMINS INC (CMI) | Option exercise (M): 200 @ $142.12 · Sale (S): 200 @ $449.10 · Option exercise (M): 200 (derivative) @ $0 | EDGAR |
| 2025-10-08 | 4 | CUMMINS INC (CMI) | Option exercise (M): 8,000 @ $142.12 · Sale (S): 8,000 @ $439.30 · Option exercise (M): 8,000 (derivative) @ $0 | EDGAR |
| 2025-09-17 | 4 | CUMMINS INC (CMI) | Option exercise (M): 4,829 @ $163.43 · Sale (S): 4,829 @ $415.06 · Option exercise (M): 2,671 @ $163.43 · Sale (S): 2,671 @ $415 · Option exercise (M): 1,580 @ $163.43 · Sale (S): 1,580 @ $419 · +3 more | EDGAR |
| 2025-08-14 | 4 | CUMMINS INC (CMI) | Option exercise (M): 6,000 @ $163.43 · Sale (S): 6,000 @ $395 · Option exercise (M): 6,500 @ $163.43 · Sale (S): 6,500 @ $405 · Option exercise (M): 6,000 (derivative) @ $0 · Option exercise (M): 6,500 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | CUMMINS INC (CMI) | Grant/award (A): 10,365 @ $0 · Tax withholding (F): 4,504 @ $368.18 | EDGAR |
| 2025-02-14 | 4 | CUMMINS INC (CMI) | Gift (G): 401 @ $0 | EDGAR |
| 2025-02-11 | 4 | CUMMINS INC (CMI) | Option exercise (M): 6,080 @ $160.10 · Option exercise (M): 4,380 @ $149.72 · Option exercise (M): 970 @ $114.13 · Sale (S): 3,150 @ $374.85 · Sale (S): 3,358 @ $375.68 · Sale (S): 4,922 @ $373.64 · +3 more | EDGAR |
| 2024-12-03 | 4 | CUMMINS INC (CMI) | Grant/award (A): 3,942 @ $0 | EDGAR |
| 2024-03-05 | 4 | CUMMINS INC (CMI) | Grant/award (A): 9,390 @ $0 · Tax withholding (F): 4,085 @ $270.26 | EDGAR |
| 2024-02-16 | 4 | CUMMINS INC (CMI) | Option exercise (M): 4,360 @ $109.09 · Option exercise (M): 1,790 @ $136.82 · Option exercise (M): 1,070 @ $149.34 · Sale (S): 4,468 @ $268.47 · Option exercise (M): 1,070 (derivative) @ $0 · Option exercise (M): 1,790 (derivative) @ $0 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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