Broadrick Dale — SEC Form 4 filings
SEC reporting owner CIK 1677513. 3 Form 4 filings on record with FilingPulse; latest filed 2024-11-05.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-02-09 to 2024-11-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 2 filings — 280,000 shares, $368,278 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 1,112 shares, $1,757 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 86,041 shares @ $1.32 ($113,574) in BioRestorative Therapies, Inc., filed 2024-02-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BioRestorative Therapies, Inc. (BRTX) | 10% owner | 3 | 4 legs · 280,000 sh · $368,278 | 1 leg · 1,112 sh · $1,757 | — |
Form 4 filings — Broadrick Dale
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-11-05 | 4 | BioRestorative Therapies, Inc. (BRTX) | Sale (S): 1,112 @ $1.58 | EDGAR |
| 2024-02-12 | 4 | BioRestorative Therapies, Inc. (BRTX) | Purchase (P): 73,959 @ $1.25 · Purchase (P): 86,041 @ $1.32 | EDGAR |
| 2024-02-09 | 4 | BioRestorative Therapies, Inc. (BRTX) | Purchase (P): 36,374 @ $1.38 · Purchase (P): 83,626 @ $1.34 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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