Herman Thomas E — SEC Form 4 filings
SEC reporting owner CIK 1679182. 7 Form 4 filings on record with FilingPulse; latest filed 2026-02-06.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-05-02 to 2026-02-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 5 filings — 109,406 shares, $1,383,737 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 45,510 shares, $617,923 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 44,995 shares @ $10.01 ($450,400) in Calamos Aksia Private Equity & Alternatives Fund, filed 2025-07-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Calamos Long/Short Equity & Dynamic Income Trust (CPZ) | VP and CFO | 2 | 2 legs · 16,308 sh · $253,668 | 2 legs · 26,783 sh · $417,923 | — |
| Calamos Aksia Private Equity & Alternatives Fund | Vice President and CFO | 1 | 1 leg · 44,995 sh · $450,400 | — | — |
| CALAMOS STRATEGIC TOTAL RETURN FUND (CSQ) | VP and CFO | 1 | 2 legs · 23,190 sh · $424,668 | — | — |
| Calamos Aksia Hedged Strategies Fund (N) | VP and Chief Financial Officer | 2 | 2 legs · 24,913 sh · $255,000 | — | — |
| Calamos Aksia Alternative Credit & Income Fund (CAPIX) | VP and Chief Financial Officer | 1 | — | 1 leg · 18,727 sh · $200,000 | — |
Form 4 filings — Herman Thomas E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-06 | 4 | Calamos Aksia Hedged Strategies Fund (N) | Purchase (P): 5,324.30 @ $10.33 | EDGAR |
| 2025-12-03 | 4 | Calamos Aksia Alternative Credit & Income Fund (CAPIX) | Sale (S): 18,726.59 @ $10.68 | EDGAR |
| 2025-12-03 | 4 | Calamos Aksia Hedged Strategies Fund (N) | Purchase (P): 19,588.64 @ $10.21 | EDGAR |
| 2025-07-08 | 4 | Calamos Aksia Private Equity & Alternatives Fund | Purchase (P): 44,995.04 @ $10.01 | EDGAR |
| 2025-01-31 | 4 | CALAMOS STRATEGIC TOTAL RETURN FUND (CSQ) | Purchase (P): 11,683 @ $18.23 · Purchase (P): 11,507 @ $18.39 | EDGAR |
| 2025-01-31 | 4 | Calamos Long/Short Equity & Dynamic Income Trust (CPZ) | Sale (S): 13,392 @ $15.58 · Sale (S): 13,391 @ $15.62 | EDGAR |
| 2024-05-02 | 4 | Calamos Long/Short Equity & Dynamic Income Trust (CPZ) | Purchase (P): 16,141 @ $15.55 · Purchase (P): 167 @ $15.54 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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