Pollock Frederick — SEC Form 4 filings
SEC reporting owner CIK 1680611. 9 Form 4 filings on record with FilingPulse; latest filed 2026-08-17.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-03-05 to 2026-08-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GCM Grosvenor Inc. (GCMG) | Chief Investment Officer | 9 | — | — | 34 |
Form 4 filings — Pollock Frederick
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-17 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 60,870 · Tax withholding (F): 23,953 @ $13.86 · Option exercise (M): 60,870 (derivative) @ $0 | EDGAR |
| 2026-06-02 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 25,000 · Tax withholding (F): 9,838 @ $10.63 · Option exercise (M): 25,000 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 50,000 · Option exercise (M): 50,000 · Tax withholding (F): 39,807 @ $11.70 · Option exercise (M): 50,000 (derivative) @ $0 · Option exercise (M): 50,000 (derivative) @ $0 · Grant/award (A): 60,870 (derivative) @ $0 · +1 more | EDGAR |
| 2025-08-18 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 52,500 · Tax withholding (F): 20,659 @ $12.89 · Option exercise (M): 52,500 (derivative) @ $0 | EDGAR |
| 2025-06-03 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 25,000 · Tax withholding (F): 9,838 @ $12.61 · Option exercise (M): 25,000 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 50,000 · Tax withholding (F): 12,515 @ $13.84 · Option exercise (M): 50,000 (derivative) @ $0 · Grant/award (A): 52,500 (derivative) @ $0 · Grant/award (A): 150,000 (derivative) @ $0 | EDGAR |
| 2024-08-19 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 103,030 · Tax withholding (F): 44,151 @ $10.89 · Option exercise (M): 103,030 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 25,000 · Tax withholding (F): 9,838 @ $10.05 · Option exercise (M): 25,000 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 9,166.66 · Option exercise (M): 9,166.66 (derivative) @ $0 · Grant/award (A): 103,030 (derivative) @ $0 · Grant/award (A): 150,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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