Rothberg Richard J — SEC Form 4 filings
SEC reporting owner CIK 1680902. 8 Form 4 filings on record with FilingPulse; latest filed 2026-09-15.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-03-19 to 2026-09-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 190,119 shares, $31,611,870 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 93,954 shares @ $132.95 ($12,491,184) in Dell Technologies Inc., filed 2024-04-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Dell Technologies Inc. (DELL) | General Counsel & Secretary | 8 | — | 4 legs · 190,119 sh · $31,611,870 | 9 |
Form 4 filings — Rothberg Richard J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | Dell Technologies Inc. (DELL) | Sale (S): 6,000 @ $547.55 | EDGAR |
| 2026-06-17 | 4 | Dell Technologies Inc. (DELL) | Sale (S): 20,000 @ $410 | EDGAR |
| 2026-06-04 | 4 | Dell Technologies Inc. (DELL) | Gift (G): 6,450 @ $0 | EDGAR |
| 2026-03-17 | 4 | Dell Technologies Inc. (DELL) | Tax withholding (F): 11,120 @ $151.62 · Grant/award (A): 100,057 @ $0 | EDGAR |
| 2025-06-05 | 4 | Dell Technologies Inc. (DELL) | Sale (S): 70,165 @ $108.82 | EDGAR |
| 2025-03-18 | 4 | Dell Technologies Inc. (DELL) | Grant/award (A): 21,951 @ $0 · Tax withholding (F): 11,357 @ $95.67 · Grant/award (A): 52,663 @ $0 | EDGAR |
| 2024-04-10 | 4 | Dell Technologies Inc. (DELL) | Sale (S): 93,954 @ $132.95 | EDGAR |
| 2024-03-19 | 4 | Dell Technologies Inc. (DELL) | Grant/award (A): 19,626 @ $0 · Tax withholding (F): 12,864 @ $106.45 · Grant/award (A): 74,129 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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