Khwaja-Dixon Sareena — SEC Form 4 filings
SEC reporting owner CIK 1682998. 2 Form 4 filings on record with FilingPulse; latest filed 2025-11-21.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2025-11-21 to 2025-11-21. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 1,000 shares, $5,456 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 500 shares @ $5.86 ($2,929) in LIBERTY ALL STAR EQUITY FUND, filed 2025-11-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LIBERTY ALL STAR EQUITY FUND (USA) | Assistant Secretary | 1 | 1 leg · 500 sh · $2,929 | — | — |
| LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Assistant Secretary | 1 | 1 leg · 500 sh · $2,528 | — | — |
Form 4 filings — Khwaja-Dixon Sareena
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-21 | 4 | LIBERTY ALL STAR EQUITY FUND (USA) | Purchase (P): 500 @ $5.86 | EDGAR |
| 2025-11-21 | 4 | LIBERTY ALL STAR GROWTH FUND INC. (ASG) | Purchase (P): 500 @ $5.06 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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