SULLIVAN KATHLEEN PATRICIA — SEC Form 4 filings
SEC reporting owner CIK 1684847. 22 Form 4 filings on record with FilingPulse; latest filed 2026-09-03.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-01-16 to 2026-09-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 51,000 shares, $658,076 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 49.
- Largest priced transaction: sale of 24,963 shares @ $13.15 ($328,358) in GCM Grosvenor Inc., filed 2026-09-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GCM Grosvenor Inc. (GCMG) | Principal Accounting Officer | 22 | — | 4 legs · 51,000 sh · $658,076 | 49 |
Form 4 filings — SULLIVAN KATHLEEN PATRICIA
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-03 | 4 | GCM Grosvenor Inc. (GCMG) | Sale (S): 24,963 @ $13.15 · Sale (S): 15,037 @ $13.16 | EDGAR |
| 2026-06-02 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 12,500 · Option exercise (M): 12,121 · Option exercise (M): 9,114 · Tax withholding (F): 14,946 @ $10.63 · Option exercise (M): 12,500 (derivative) @ $0 · Option exercise (M): 12,121 (derivative) @ $0 · +1 more | EDGAR |
| 2026-05-20 | 4 | GCM Grosvenor Inc. (GCMG) | Gift (G): 1,500 @ $0 · Gift (G): 1,000 @ $0 | EDGAR |
| 2026-04-17 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 7,976 · Tax withholding (F): 9,474 @ $10.88 · Option exercise (M): 7,976 (derivative) @ $0 | EDGAR |
| 2026-03-12 | 4 | GCM Grosvenor Inc. (GCMG) | Gift (G): 1,600 @ $0 | EDGAR |
| 2026-03-03 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 13,409 · Option exercise (M): 13,409 (derivative) @ $0 · Grant/award (A): 30,435 (derivative) @ $0 | EDGAR |
| 2026-01-16 | 4 | GCM Grosvenor Inc. (GCMG) | Grant/award (A): 7,976 (derivative) @ $0 | EDGAR |
| 2025-12-03 | 4 | GCM Grosvenor Inc. (GCMG) | Gift (G): 2,000 @ $0 | EDGAR |
| 2025-11-18 | 4 | GCM Grosvenor Inc. (GCMG) | Grant/award (A): 13,409 (derivative) @ $0 | EDGAR |
| 2025-08-13 | 4 | GCM Grosvenor Inc. (GCMG) | Sale (S): 6,000 @ $13.02 | EDGAR |
| 2025-06-03 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 12,500 · Option exercise (M): 12,121 · Tax withholding (F): 10,908 @ $12.61 · Option exercise (M): 12,500 (derivative) @ $0 · Option exercise (M): 12,121 (derivative) @ $0 | EDGAR |
| 2025-05-13 | 4 | GCM Grosvenor Inc. (GCMG) | Gift (G): 2,500 @ $0 | EDGAR |
| 2025-04-18 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 4,352 · Tax withholding (F): 8,141 @ $12.61 · Disposition to issuer (D): 2,559 @ $12.61 · Option exercise (M): 4,352 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 14,023 · Option exercise (M): 14,023 (derivative) @ $0 · Grant/award (A): 27,344 (derivative) @ $0 · Grant/award (A): 15,000 (derivative) @ $0 | EDGAR |
| 2025-01-17 | 4 | GCM Grosvenor Inc. (GCMG) | Grant/award (A): 4,352 (derivative) @ $0 | EDGAR |
| 2024-10-03 | 4 | GCM Grosvenor Inc. (GCMG) | Grant/award (A): 14,023 (derivative) @ $0 | EDGAR |
| 2024-09-10 | 4 | GCM Grosvenor Inc. (GCMG) | Sale (S): 5,000 @ $10.73 | EDGAR |
| 2024-08-19 | 4 | GCM Grosvenor Inc. (GCMG) | Tax withholding (F): 933 @ $10.89 | EDGAR |
| 2024-06-04 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 12,500 · Tax withholding (F): 4,663 @ $10.05 · Option exercise (M): 12,500 (derivative) @ $0 | EDGAR |
| 2024-04-17 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 10,904 · Disposition to issuer (D): 8,881 @ $9.28 · Disposition to issuer (D): 18,399 @ $9.28 · Option exercise (M): 10,904 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | GCM Grosvenor Inc. (GCMG) | Option exercise (M): 2,500 · Option exercise (M): 22,581 · Option exercise (M): 2,500 (derivative) @ $0 · Option exercise (M): 22,581 (derivative) @ $0 · Grant/award (A): 36,364 (derivative) @ $0 | EDGAR |
| 2024-01-16 | 4 | GCM Grosvenor Inc. (GCMG) | Grant/award (A): 10,904 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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