Finkelstein David L — SEC Form 4 filings
SEC reporting owner CIK 1688537. 16 Form 4 filings on record with FilingPulse; latest filed 2026-08-04.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-31 to 2026-08-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 10 legs across 10 filings — 500,000 shares, $10,452,500 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: sale of 50,000 shares @ $23.13 ($1,156,500) in ANNALY CAPITAL MANAGEMENT INC, filed 2026-02-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INC (NLY) | CEO and Co-CIO, Director | 16 | — | 10 legs · 500,000 sh · $10,452,500 | 13 |
Form 4 filings — Finkelstein David L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-04 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $22.89 | EDGAR |
| 2026-04-30 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $22.88 | EDGAR |
| 2026-02-27 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Grant/award (A): 325,797 @ $23.01 · Tax withholding (F): 180,168 @ $23.01 | EDGAR |
| 2026-02-19 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $23.13 | EDGAR |
| 2026-02-03 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Tax withholding (F): 139,889 @ $23.01 · Grant/award (A): 152,976 @ $23.01 | EDGAR |
| 2025-11-04 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $21.16 | EDGAR |
| 2025-08-05 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $20.79 | EDGAR |
| 2025-05-06 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $19.27 | EDGAR |
| 2025-02-27 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Grant/award (A): 220,222 @ $0 · Tax withholding (F): 121,784 @ $21.66 | EDGAR |
| 2025-02-11 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $20.60 | EDGAR |
| 2025-02-04 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Tax withholding (F): 112,306 @ $20.41 · Grant/award (A): 232,328 @ $20.41 | EDGAR |
| 2024-10-29 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $19.25 | EDGAR |
| 2024-08-19 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $20.05 | EDGAR |
| 2024-02-13 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Sale (S): 50,000 @ $19.03 | EDGAR |
| 2024-02-05 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Option exercise (M): 19,994 @ $0 · Tax withholding (F): 59,271 @ $19.57 · Grant/award (A): 212,777 @ $0 | EDGAR |
| 2024-01-31 | 4 | ANNALY CAPITAL MANAGEMENT INC (NLY) | Option exercise (M): 8,781 @ $0 · Tax withholding (F): 15,071 @ $19.19 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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