Stockton Richard J — SEC Form 4 filings
SEC reporting owner CIK 1688739. 6 Form 4 filings on record with FilingPulse; latest filed 2026-02-26.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-03-08 to 2026-02-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing — 8,002 shares, $125,733 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: purchase of 5,748 shares @ $15.60 ($89,669) in Braemar Hotels & Resorts Inc., filed 2025-08-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Braemar Hotels & Resorts Inc. (BHR) | CEO and President, Director | 6 | 2 legs · 8,002 sh · $125,733 | — | 12 |
Form 4 filings — Stockton Richard J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-26 | 4 | Braemar Hotels & Resorts Inc. (BHR) | Disposition to issuer (D): 176,295 (derivative) | EDGAR |
| 2025-08-28 | 4 | Braemar Hotels & Resorts Inc. (BHR) | Purchase (P): 5,748 @ $15.60 · Purchase (P): 2,254 @ $16 | EDGAR |
| 2025-06-17 | 4 | Braemar Hotels & Resorts Inc. (BHR) | Grant/award (A): 524,985 @ $0 · Disposition to issuer (D): 524,985 (derivative) @ $0 | EDGAR |
| 2025-03-06 | 4 | Braemar Hotels & Resorts Inc. (BHR) | Other (J): 457,383 · Other (J): 457,383 (derivative) @ $0 | EDGAR |
| 2025-02-28 | 4 | Braemar Hotels & Resorts Inc. (BHR) | Disposition to issuer (D): 54,388 (derivative) · Option exercise (M): 363,984 (derivative) · Option exercise (M): 363,984 (derivative) @ $0 · Grant/award (A): 52,867 (derivative) @ $0 | EDGAR |
| 2024-03-08 | 4 | Braemar Hotels & Resorts Inc. (BHR) | Option exercise (M): 349,990 (derivative) · Option exercise (M): 349,990 (derivative) @ $0 · Grant/award (A): 40,532 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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