Whalen Daniel T — SEC Form 4 filings
SEC reporting owner CIK 1689876. 8 Form 4 filings on record with FilingPulse; latest filed 2026-03-18.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-08-23 to 2026-03-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 4 filings — 8,000 shares, $74,929 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: purchase of 2,000 shares @ $10.19 ($20,380) in HARMONIC INC., filed 2025-02-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HARMONIC INC. (HLIT) | Director | 8 | 5 legs · 8,000 sh · $74,929 | — | 7 |
Form 4 filings — Whalen Daniel T
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-18 | 4 | HARMONIC INC. (HLIT) | Grant/award (A): 18,756 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | HARMONIC INC. (HLIT) | Option exercise (M): 16,143 @ $0 · Option exercise (M): 16,143 (derivative) @ $0 | EDGAR |
| 2025-08-04 | 4 | HARMONIC INC (HLIT) | Purchase (P): 2,000 @ $8.25 | EDGAR |
| 2025-06-02 | 4 | HARMONIC INC (HLIT) | Purchase (P): 2,000 @ $8.99 | EDGAR |
| 2025-02-26 | 4 | HARMONIC INC (HLIT) | Purchase (P): 1,000 @ $9.99 | EDGAR |
| 2025-02-24 | 4 | HARMONIC INC (HLIT) | Purchase (P): 2,000 @ $10.19 · Purchase (P): 1,000 @ $10.08 · Grant/award (A): 16,143 (derivative) @ $0 | EDGAR |
| 2025-02-19 | 4 | HARMONIC INC (HLIT) | Option exercise (M): 5,840 @ $0 · Option exercise (M): 5,840 (derivative) @ $0 | EDGAR |
| 2024-08-23 | 4 | HARMONIC INC (HLIT) | Grant/award (A): 5,840 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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