LEE BRIAN J — SEC Form 4 filings
SEC reporting owner CIK 1698554. 5 Form 4 filings on record with FilingPulse; latest filed 2024-10-18.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-01-19 to 2024-10-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 13 legs across 3 filings — 18,500 shares, $8,225,193 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 3,500 shares @ $505.99 ($1,770,965) in GOLDMAN SACHS GROUP INC, filed 2024-07-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC (GS) | Chief Risk Officer | 5 | — | 13 legs · 18,500 sh · $8,225,193 | 6 |
Form 4 filings — LEE BRIAN J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-10-18 | 4 | GOLDMAN SACHS GROUP INC (GS) | Sale (S): 699 @ $529.59 · Sale (S): 491 @ $530.66 · Sale (S): 410 @ $531.90 · Sale (S): 400 @ $532.46 · Sale (S): 700 @ $529.60 · Sale (S): 400 @ $530.72 · +2 more | EDGAR |
| 2024-07-18 | 4 | GOLDMAN SACHS GROUP INC (GS) | Sale (S): 3,500 @ $505.99 · Sale (S): 1,500 @ $506.07 | EDGAR |
| 2024-05-02 | 4 | GOLDMAN SACHS GROUP INC (GS) | Option exercise (M): 6,584 · Tax withholding (F): 3,362 @ $430.81 · Option exercise (M): 6,584 (derivative) | EDGAR |
| 2024-01-25 | 4 | GOLDMAN SACHS GROUP INC (GS) | Option exercise (M): 4,390 · Tax withholding (F): 2,138 @ $385.96 · Option exercise (M): 4,390 (derivative) | EDGAR |
| 2024-01-19 | 4 | GOLDMAN SACHS GROUP INC (GS) | Sale (S): 3,000 @ $376.39 · Sale (S): 2,500 @ $375.23 · Sale (S): 4,000 @ $376.03 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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