Shields Gerald — SEC Form 4 filings
SEC reporting owner CIK 1699046. 5 Form 4 filings on record with FilingPulse; latest filed 2025-04-02.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-02-20 to 2025-04-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 45,182 shares, $123,066 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: purchase of 29,182 shares @ $3.00 ($87,546) in CITIZENS, INC., filed 2024-02-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CITIZENS, INC. (CIA) | Director | 5 | 2 legs · 45,182 sh · $123,066 | — | 19 |
Form 4 filings — Shields Gerald
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-04-02 | 4 | CITIZENS, INC. (CIA) | Option exercise (M): 27,472 · Grant/award (A): 27,472 (derivative) @ $0 · Option exercise (M): 27,472 (derivative) @ $0 | EDGAR |
| 2024-07-02 | 4 | CITIZENS, INC. (CIA) | Code (L): 903.18 @ $2.18 · Code (L): 888.40 @ $2.22 · Code (L): 662.09 @ $2.99 · Option exercise (M): 42,230 · Tax withholding (F): 10,284 @ $2.72 · Option exercise (M): 75,845 · +3 more | EDGAR |
| 2024-04-02 | 4 | CITIZENS, INC. (CIA) | Option exercise (M): 21,112 · Tax withholding (F): 5,141 @ $2.14 · Option exercise (M): 21,112 (derivative) @ $0 · Grant/award (A): 75,845 (derivative) @ $0 · Grant/award (A): 46,729 (derivative) @ $0 | EDGAR |
| 2024-03-22 | 4 | CITIZENS, INC. (CIA) | Code (L): 696.22 @ $2.84 · Code (L): 769.50 @ $2.57 · Purchase (P): 16,000 @ $2.22 | EDGAR |
| 2024-02-20 | 4/A | CITIZENS, INC. (CIA) | Purchase (P): 29,182 @ $3 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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