Robertson Thomas D. — SEC Form 4 filings
SEC reporting owner CIK 1700768. 6 Form 4 filings on record with FilingPulse; latest filed 2026-01-05.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-04-02 to 2026-01-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROCKY BRANDS, INC. (RCKY) | COO, CFO & Treasurer | 6 | — | — | 10 |
Form 4 filings — Robertson Thomas D.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-05 | 4 | ROCKY BRANDS, INC. (RCKY) | Option exercise (M): 3,810 @ $0 · Option exercise (M): 3,810 (derivative) @ $0 · Grant/award (A): 6,818 (derivative) @ $0 | EDGAR |
| 2025-11-13 | 4 | ROCKY BRANDS, INC. (RCKY) | Option exercise (M): 652 @ $0 · Option exercise (M): 652 (derivative) @ $0 | EDGAR |
| 2025-03-19 | 4 | ROCKY BRANDS, INC. (RCKY) | Grant/award (A): 6,233 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | ROCKY BRANDS, INC. (RCKY) | Grant/award (A): 3,947 (derivative) @ $0 | EDGAR |
| 2024-11-14 | 4 | ROCKY BRANDS, INC. (RCKY) | Option exercise (M): 651 @ $0 · Option exercise (M): 651 (derivative) @ $0 | EDGAR |
| 2024-04-02 | 4 | ROCKY BRANDS, INC. (RCKY) | Grant/award (A): 2,982 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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