Smiley Andrea Heslin — SEC Form 4 filings
SEC reporting owner CIK 1703767. 6 Form 4 filings on record with FilingPulse; latest filed 2026-09-11.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-05-23 to 2026-09-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AtaiBeckley Inc. (ATAI) | Director | 2 | — | — | 7 |
| ATAI Life Sciences N.V. (ATAI) | Director | 2 | — | — | 2 |
| ROCKWELL MEDICAL, INC. (RMTI) | Director | 2 | — | — | 2 |
Form 4 filings — Smiley Andrea Heslin
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | AtaiBeckley Inc. (ATAI) | Disposition to issuer (D): 4,666 · Disposition to issuer (D): 64,000 (derivative) · Disposition to issuer (D): 64,000 (derivative) · Disposition to issuer (D): 103,000 (derivative) · Disposition to issuer (D): 103,000 (derivative) · Disposition to issuer (D): 121,968 (derivative) | EDGAR |
| 2026-06-08 | 4 | AtaiBeckley Inc. (ATAI) | Grant/award (A): 121,968 (derivative) @ $0 | EDGAR |
| 2025-06-27 | 4 | ATAI Life Sciences N.V. (ATAI) | Grant/award (A): 103,000 (derivative) @ $0 | EDGAR |
| 2025-05-21 | 4 | ROCKWELL MEDICAL, INC. (RMTI) | Grant/award (A): 50,000 @ $0 | EDGAR |
| 2024-06-14 | 4 | ATAI Life Sciences N.V. (ATAI) | Grant/award (A): 103,000 (derivative) @ $0 | EDGAR |
| 2024-05-23 | 4 | ROCKWELL MEDICAL, INC. (RMTI) | Grant/award (A): 36,111 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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