Ellsworth Joanne — SEC Form 4 filings
SEC reporting owner CIK 1709055. 18 Form 4 filings on record with FilingPulse; latest filed 2025-06-20.
Transaction summary — filings shown
Covers all 18 filings on record, filed 2024-02-02 to 2025-06-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Global Water Resources, Inc. (GWRS) | Executive Vice President | 18 | — | — | 35 |
Form 4 filings — Ellsworth Joanne
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-20 | 4 | Global Water Resources, Inc. (GWRS) | Disposition to issuer (D): 338 @ $12.09 · Disposition to issuer (D): 335 @ $12.59 · Disposition to issuer (D): 334 @ $11.50 | EDGAR |
| 2025-04-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 251 @ $0 · Disposition to issuer (D): 251 @ $10.31 · Grant/award (A): 4 (derivative) @ $0 · Option exercise (M): 251 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2025-02-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2025-01-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 12,500 @ $4.26 · Disposition to issuer (D): 12,500 @ $11.44 · Option exercise (M): 334 @ $11.50 · Option exercise (M): 12,500 (derivative) @ $0 · Grant/award (A): 4 (derivative) @ $0 · Option exercise (M): 334 (derivative) @ $0 | EDGAR |
| 2024-12-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2024-11-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2024-10-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 335 @ $12.59 · Grant/award (A): 2 (derivative) @ $0 · Option exercise (M): 335 (derivative) @ $0 | EDGAR |
| 2024-09-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2024-08-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2024-07-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 338 @ $12.09 · Grant/award (A): 6 (derivative) @ $0 · Option exercise (M): 338 (derivative) @ $0 | EDGAR |
| 2024-06-03 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 5 (derivative) @ $0 | EDGAR |
| 2024-05-16 | 4 | Global Water Resources, Inc. (GWRS) | Tax withholding (F): 2,409 @ $12.83 | EDGAR |
| 2024-05-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 1,562 (derivative) @ $0 | EDGAR |
| 2024-05-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 1,562 (derivative) @ $0 | EDGAR |
| 2024-04-01 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 330 @ $0 · Disposition to issuer (D): 330 @ $12.84 · Grant/award (A): 1 (derivative) @ $0 · Option exercise (M): 330 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 1 (derivative) @ $0 | EDGAR |
| 2024-02-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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