Wortham Byron — SEC Form 4 filings
SEC reporting owner CIK 1709433. 5 Form 4 filings on record with FilingPulse; latest filed 2026-01-05.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-04-02 to 2026-01-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 6,600 shares, $197,329 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 6,600 shares @ $29.90 ($197,329) in ROCKY BRANDS, INC., filed 2025-11-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROCKY BRANDS, INC. (RCKY) | SVP Georgia Boot & Durango | 5 | — | 1 leg · 6,600 sh · $197,329 | 11 |
Form 4 filings — Wortham Byron
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-05 | 4 | ROCKY BRANDS, INC. (RCKY) | Option exercise (M): 3,387 @ $0 · Tax withholding (F): 746 @ $29.33 · Option exercise (M): 3,387 (derivative) @ $0 · Grant/award (A): 2,727 (derivative) @ $0 | EDGAR |
| 2025-11-07 | 4 | ROCKY BRANDS, INC. (RCKY) | Option exercise (M): 2,000 @ $18.90 · Option exercise (M): 400 @ $11.55 · Sale (S): 6,600 @ $29.90 · Option exercise (M): 2,000 (derivative) @ $0 · Option exercise (M): 400 (derivative) @ $0 | EDGAR |
| 2025-03-19 | 4 | ROCKY BRANDS, INC. (RCKY) | Grant/award (A): 813 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | ROCKY BRANDS, INC. (RCKY) | Grant/award (A): 3,508 (derivative) @ $0 | EDGAR |
| 2024-04-02 | 4 | ROCKY BRANDS, INC. (RCKY) | Grant/award (A): 2,650 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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