Kao James — SEC Form 4 filings
SEC reporting owner CIK 1711522. 17 Form 4 filings on record with FilingPulse; latest filed 2026-05-26.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-01-19 to 2026-05-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 20 legs across 13 filings — 110,444 shares, $1,801,094 total (shares × price as filed on priced legs).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: purchase of 20,000 shares @ $17.27 ($345,480) in RBB Bancorp, filed 2024-02-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RBB Bancorp (RBB) | Director | 17 | 20 legs · 110,444 sh · $1,801,094 | — | 12 |
Form 4 filings — Kao James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-26 | 4 | RBB Bancorp (RBB) | Option exercise (M): 700 @ $0 · Option exercise (M): 1,962 @ $0 · Option exercise (M): 700 (derivative) @ $0 · Grant/award (A): 2,662 (derivative) @ $0 · Option exercise (M): 1,962 (derivative) @ $0 | EDGAR |
| 2025-05-22 | 4 | RBB Bancorp (RBB) | Option exercise (M): 4,542 @ $0 · Option exercise (M): 4,542 (derivative) @ $0 | EDGAR |
| 2025-05-16 | 4 | RBB Bancorp (RBB) | Option exercise (M): 700 @ $0 · Option exercise (M): 700 (derivative) @ $0 | EDGAR |
| 2025-03-03 | 4 | RBB Bancorp (RBB) | Purchase (P): 385 @ $17.15 · Purchase (P): 612 @ $17.36 | EDGAR |
| 2025-02-25 | 4 | RBB Bancorp (RBB) | Purchase (P): 3,352 @ $17.31 · Purchase (P): 5,960 @ $17.24 | EDGAR |
| 2024-06-17 | 4 | RBB Bancorp (RBB) | Purchase (P): 7,000 @ $17.08 | EDGAR |
| 2024-05-17 | 4 | RBB Bancorp (RBB) | Purchase (P): 5,447 @ $0 · Option exercise (M): 5,447 (derivative) @ $0 | EDGAR |
| 2024-03-18 | 4 | RBB Bancorp (RBB) | Purchase (P): 688 @ $16.68 | EDGAR |
| 2024-03-15 | 4 | RBB Bancorp (RBB) | Purchase (P): 2,000 @ $16.98 · Purchase (P): 16,201 @ $16.88 | EDGAR |
| 2024-03-07 | 4 | RBB Bancorp (RBB) | Purchase (P): 2,289 @ $16.97 | EDGAR |
| 2024-03-05 | 4 | RBB Bancorp (RBB) | Purchase (P): 2,000 @ $16.98 | EDGAR |
| 2024-03-01 | 4 | RBB Bancorp (RBB) | Purchase (P): 2,000 @ $16.98 · Purchase (P): 2,510 @ $16.96 | EDGAR |
| 2024-02-29 | 4 | RBB Bancorp (RBB) | Purchase (P): 4,000 @ $16.95 · Purchase (P): 3,000 @ $16.68 | EDGAR |
| 2024-02-14 | 4 | RBB Bancorp (RBB) | Purchase (P): 6,000 @ $17.06 | EDGAR |
| 2024-02-07 | 4 | RBB Bancorp (RBB) | Purchase (P): 5,000 @ $17.02 · Purchase (P): 10,000 @ $16.80 | EDGAR |
| 2024-02-01 | 4 | RBB Bancorp (RBB) | Purchase (P): 12,000 @ $18.05 · Purchase (P): 20,000 @ $17.27 | EDGAR |
| 2024-01-19 | 4 | RBB Bancorp (RBB) | Option exercise (M): 600 @ $0 · Option exercise (M): 600 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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