Liu Vincent — SEC Form 4 filings
SEC reporting owner CIK 1711562. 10 Form 4 filings on record with FilingPulse; latest filed 2026-03-24.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-01-22 to 2026-03-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RBB Bancorp (RBB) | EVP | 10 | — | — | 29 |
Form 4 filings — Liu Vincent
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-24 | 4 | RBB Bancorp (RBB) | Option exercise (M): 1,835 @ $20.43 · Tax withholding (F): 659 @ $20.43 · Option exercise (M): 1,835 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | RBB Bancorp (RBB) | Option exercise (M): 932 @ $22.20 · Tax withholding (F): 384 @ $22.20 · Option exercise (M): 932 (derivative) @ $0 | EDGAR |
| 2026-01-21 | 4 | RBB Bancorp (RBB) | Option exercise (M): 1,203 @ $21.56 · Tax withholding (F): 496 @ $21.56 · Option exercise (M): 1,203 (derivative) @ $0 | EDGAR |
| 2025-03-24 | 4 | RBB Bancorp (RBB) | Option exercise (M): 1,835 @ $17.07 · Tax withholding (F): 657 @ $17.07 · Option exercise (M): 1,835 (derivative) @ $0 | EDGAR |
| 2025-02-25 | 4 | RBB Bancorp (RBB) | Option exercise (M): 932 @ $17.25 · Tax withholding (F): 383 @ $17.25 · Option exercise (M): 932 (derivative) @ $0 | EDGAR |
| 2025-01-22 | 4 | RBB Bancorp (RBB) | Option exercise (M): 1,204 @ $20.09 · Tax withholding (F): 495 @ $20.09 · Option exercise (M): 767 @ $20.09 · Tax withholding (F): 316 @ $20.09 · Option exercise (M): 767 (derivative) @ $0 · Option exercise (M): 1,204 (derivative) @ $0 | EDGAR |
| 2024-03-22 | 4 | RBB Bancorp (RBB) | Holdings only — no transactions reported | EDGAR |
| 2024-02-23 | 4 | RBB Bancorp (RBB) | Holdings only — no transactions reported | EDGAR |
| 2024-01-22 | 4/A | RBB Bancorp (RBB) | Option exercise (M): 767 @ $0 · Option exercise (M): 767 (derivative) @ $0 | EDGAR |
| 2024-01-22 | 4 | RBB Bancorp (RBB) | Option exercise (M): 1,204 @ $0 · Tax withholding (F): 470 @ $17.63 · Option exercise (M): 767 @ $0 · Tax withholding (F): 261 @ $17.50 · Option exercise (M): 1,204 (derivative) @ $0 · Option exercise (M): 767 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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