Walters-Hoffert Lisa — SEC Form 4 filings
SEC reporting owner CIK 1711576. 9 Form 4 filings on record with FilingPulse; latest filed 2026-06-12.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-04-22 to 2026-06-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,250 shares, $4,825 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 12,352 shares, $50,061 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: sale of 5,909 shares @ $4.03 ($23,829) in Flux Power Holdings, Inc., filed 2024-04-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Flux Power Holdings, Inc. (FLUX) | Director | 5 | — | 3 legs · 12,352 sh · $50,061 | 13 |
| KIORA PHARMACEUTICALS INC (KPRX) | Director | 4 | 1 leg · 1,250 sh · $4,825 | — | 3 |
Form 4 filings — Walters-Hoffert Lisa
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-12 | 4 | KIORA PHARMACEUTICALS INC (KPRX) | Grant/award (A): 25,000 (derivative) @ $0 | EDGAR |
| 2026-06-01 | 4 | Flux Power Holdings, Inc. (FLUX) | Option exercise (M): 50,000 · Grant/award (A): 50,000 (derivative) · Option exercise (M): 50,000 (derivative) | EDGAR |
| 2025-04-21 | 4 | Flux Power Holdings, Inc. (FLUX) | Option exercise (M): 17,057 · Option exercise (M): 17,057 (derivative) | EDGAR |
| 2025-04-02 | 4 | KIORA PHARMACEUTICALS INC (KPRX) | Grant/award (A): 20,000 (derivative) @ $0 | EDGAR |
| 2024-08-20 | 4 | KIORA PHARMACEUTICALS INC (KPRX) | Purchase (P): 1,250 @ $3.86 | EDGAR |
| 2024-07-03 | 4 | KIORA PHARMACEUTICALS INC (KPRX) | Grant/award (A): 1,778 (derivative) @ $0 | EDGAR |
| 2024-04-30 | 4/A | Flux Power Holdings, Inc. (FLUX) | Option exercise (M): 16,883 · Sale (S): 5,909 @ $4.03 · Option exercise (M): 16,883 (derivative) · Grant/award (A): 17,057 (derivative) | EDGAR |
| 2024-04-30 | 4 | Flux Power Holdings, Inc. (FLUX) | Option exercise (M): 1,526 · Sale (S): 534 @ $4.50 · Option exercise (M): 1,526 (derivative) | EDGAR |
| 2024-04-22 | 4 | Flux Power Holdings, Inc. (FLUX) | Option exercise (M): 16,883 · Sale (S): 5,909 @ $4.03 · Option exercise (M): 16,883 (derivative) · Grant/award (A): 17,057 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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