Morris David Richard — SEC Form 4 filings
SEC reporting owner CIK 1711919. 14 Form 4 filings on record with FilingPulse; latest filed 2026-06-08.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-01-22 to 2026-06-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 15,446 shares, $378,245 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 32.
- Largest priced transaction: sale of 9,000 shares @ $24.89 ($224,010) in RBB Bancorp, filed 2024-11-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RBB Bancorp (RBB) | Director | 14 | — | 3 legs · 15,446 sh · $378,245 | 32 |
Form 4 filings — Morris David Richard
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-08 | 4 | RBB Bancorp (RBB) | Sale (S): 1,946 @ $23.99 | EDGAR |
| 2026-05-26 | 4 | RBB Bancorp (RBB) | Option exercise (M): 1,946 @ $0 · Grant/award (A): 2,646 (derivative) @ $0 · Option exercise (M): 1,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | RBB Bancorp (RBB) | Sale (S): 4,500 @ $23.90 | EDGAR |
| 2026-03-24 | 4 | RBB Bancorp (RBB) | Option exercise (M): 3,164 @ $20.43 · Tax withholding (F): 1,234 @ $20.43 · Option exercise (M): 3,164 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | RBB Bancorp (RBB) | Option exercise (M): 2,225 @ $22.20 · Tax withholding (F): 868 @ $22.20 · Option exercise (M): 2,225 (derivative) @ $0 | EDGAR |
| 2026-01-21 | 4 | RBB Bancorp (RBB) | Option exercise (M): 2,602 @ $21.56 · Tax withholding (F): 1,015 @ $21.56 · Option exercise (M): 2,602 (derivative) @ $0 | EDGAR |
| 2025-03-24 | 4 | RBB Bancorp (RBB) | Option exercise (M): 3,165 @ $17.07 · Tax withholding (F): 1,133 @ $17.07 · Option exercise (M): 3,165 (derivative) @ $0 | EDGAR |
| 2025-02-25 | 4 | RBB Bancorp (RBB) | Option exercise (M): 2,225 @ $17.25 · Tax withholding (F): 915 @ $17.25 · Option exercise (M): 2,225 (derivative) @ $0 | EDGAR |
| 2025-01-22 | 4 | RBB Bancorp (RBB) | Option exercise (M): 2,603 @ $20.09 · Tax withholding (F): 1,070 @ $20.09 · Option exercise (M): 767 @ $20.09 · Tax withholding (F): 316 @ $20.09 · Option exercise (M): 767 (derivative) @ $0 · Option exercise (M): 2,602 (derivative) @ $0 | EDGAR |
| 2024-11-14 | 4 | RBB Bancorp (RBB) | Option exercise (M): 9,000 @ $20.55 · Sale (S): 9,000 @ $24.89 · Option exercise (M): 9,000 (derivative) @ $20.55 | EDGAR |
| 2024-05-06 | 4/A | RBB Bancorp (RBB) | Holdings only — no transactions reported | EDGAR |
| 2024-03-22 | 4 | RBB Bancorp (RBB) | Holdings only — no transactions reported | EDGAR |
| 2024-02-23 | 4 | RBB Bancorp (RBB) | Holdings only — no transactions reported | EDGAR |
| 2024-01-22 | 4 | RBB Bancorp (RBB) | Option exercise (M): 2,603 @ $0 · Tax withholding (F): 1,354 @ $17.63 · Option exercise (M): 767 @ $0 · Tax withholding (F): 361 @ $17.50 · Option exercise (M): 767 (derivative) @ $0 · Option exercise (M): 2,603 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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