Siffermann William A — SEC Form 4 filings
SEC reporting owner CIK 1714150. 8 Form 4 filings on record with FilingPulse; latest filed 2026-03-06.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2025-03-24 to 2026-03-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 7 filings — 1,050 shares, $12,092 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: purchase of 300 shares @ $11.61 ($3,482) in Nuveen Quality Municipal Income Fund, filed 2025-03-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Nuveen Quality Municipal Income Fund (NAD) | Vice President | 2 | 2 legs · 400 sh · $4,687 | — | — |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) | Vice President | 2 | 2 legs · 400 sh · $4,370 | — | — |
| Nuveen Taxable Municipal Income Fund (NBB) | Vice President | 1 | 1 leg · 75 sh · $1,215 | — | — |
| Nuveen Multi-Asset Income Fund (NMAI) | Vice President | 1 | 1 leg · 75 sh · $1,008 | — | — |
| NUVEEN REAL ESTATE INCOME FUND (JRS) | Vice President | 1 | 1 leg · 100 sh · $811 | — | — |
| Nuveen Credit Strategies Income Fund (JQC) | Vice President | 1 | — | — | 1 |
Form 4 filings — Siffermann William A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-06 | 4 | Nuveen Quality Municipal Income Fund (NAD) | Purchase (P): 100 @ $12.06 | EDGAR |
| 2026-03-06 | 4 | NUVEEN REAL ESTATE INCOME FUND (JRS) | Purchase (P): 100 @ $8.11 | EDGAR |
| 2026-03-06 | 4 | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) | Purchase (P): 100 @ $10.48 | EDGAR |
| 2026-03-06 | 4 | Nuveen Taxable Municipal Income Fund (NBB) | Purchase (P): 75 @ $16.20 | EDGAR |
| 2026-03-06 | 4 | Nuveen Multi-Asset Income Fund (NMAI) | Purchase (P): 75 @ $13.44 | EDGAR |
| 2025-05-06 | 4 | Nuveen Credit Strategies Income Fund (JQC) | Option exercise/expiry (X): 555 (derivative) @ $0 | EDGAR |
| 2025-03-24 | 4 | Nuveen Quality Municipal Income Fund (NAD) | Purchase (P): 300 @ $11.61 | EDGAR |
| 2025-03-24 | 4 | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) | Purchase (P): 300 @ $11.07 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1714150 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →