Small Ian — SEC Form 4 filings
SEC reporting owner CIK 1714910. 5 Form 4 filings on record with FilingPulse; latest filed 2026-07-16.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-11-22 to 2026-07-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 2 filings — 8,454 shares, $7,489,527 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 4,954 shares @ $868.07 ($4,300,419) in Lumentum Holdings Inc., filed 2026-05-22.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lumentum Holdings Inc. (LITE) | Director | 5 | — | 4 legs · 8,454 sh · $7,489,527 | 3 |
Form 4 filings — Small Ian
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-16 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 108 @ $0 | EDGAR |
| 2026-05-22 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 4,954 @ $868.07 | EDGAR |
| 2026-05-12 | 4 | Lumentum Holdings Inc. (LITE) | Sale (S): 2,037 @ $910.72 · Sale (S): 892 @ $911.52 · Sale (S): 571 @ $912.26 | EDGAR |
| 2025-11-21 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 1,283 @ $0 | EDGAR |
| 2024-11-22 | 4 | Lumentum Holdings Inc. (LITE) | Grant/award (A): 3,313 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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