Gordon Andrew David — SEC Form 4 filings
SEC reporting owner CIK 1717955. 2 Form 4 filings on record with FilingPulse; latest filed 2025-01-03.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-12-16 to 2025-01-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 21,025 shares, $530,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 19,841 shares @ $25.20 ($500,000) in Octagon XAI CLO Income Fund, filed 2024-12-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Octagon XAI CLO Income Fund (OCTIX) | — | 2 | 2 legs · 21,025 sh · $530,000 | — | — |
Form 4 filings — Gordon Andrew David
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-03 | 4 | Octagon XAI CLO Income Fund (OCTIX) | Purchase (P): 1,183.90 @ $25.34 | EDGAR |
| 2024-12-16 | 4 | Octagon XAI CLO Income Fund (OCTIX) | Purchase (P): 19,841.27 @ $25.20 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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