Hancock Richard B — SEC Form 4 filings
SEC reporting owner CIK 1723288. 4 Form 4 filings on record with FilingPulse; latest filed 2025-02-07.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-01-10 to 2025-02-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 38,803 shares, $202,036 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: purchase of 38,803 shares @ $5.21 ($202,036) in Avid Bioservices, Inc., filed 2024-01-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Avid Bioservices, Inc. (CDMO) | Director | 4 | 1 leg · 38,803 sh · $202,036 | — | 12 |
Form 4 filings — Hancock Richard B
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-07 | 4 | Avid Bioservices, Inc. (CDMO) | Disposition to issuer (D): 124,191 · Disposition to issuer (D): 34,271 (derivative) · Disposition to issuer (D): 19,600 (derivative) · Disposition to issuer (D): 11,623 (derivative) · Disposition to issuer (D): 102,730 (derivative) · Disposition to issuer (D): 10,030 (derivative) · +2 more | EDGAR |
| 2025-01-29 | 4 | Avid Bioservices, Inc. (CDMO) | Gift (G): 20,128 @ $0 | EDGAR |
| 2024-12-17 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-01-10 | 4 | Avid Bioservices, Inc. (CDMO) | Purchase (P): 38,803 @ $5.21 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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