Smiley Joshua L — SEC Form 4 filings
SEC reporting owner CIK 1725189. 13 Form 4 filings on record with FilingPulse; latest filed 2026-04-08.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-03-04 to 2026-04-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 16,000 shares, $415,790 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 8 legs across 8 filings — 42,672 shares, $1,171,146 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 23.
- Largest priced transaction: sale of 11,740 shares @ $35.89 ($421,396) in Zai Lab Ltd, filed 2025-04-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Zai Lab Ltd (ZLAB) | See Remarks | 13 | 3 legs · 16,000 sh · $415,790 | 8 legs · 42,672 sh · $1,171,146 | 23 |
Form 4 filings — Smiley Joshua L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-08 | 4 | Zai Lab Ltd (ZLAB) | Sale (S): 3,017 @ $20.45 | EDGAR |
| 2026-04-03 | 4 | Zai Lab Ltd (ZLAB) | Option exercise (M): 32,062 · Option exercise (M): 7,145 · Sale (S): 9,614 @ $20.39 · Grant/award (A): 17,887 (derivative) @ $0 · Option exercise (M): 32,062 (derivative) @ $0 · Option exercise (M): 7,145 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Zai Lab Ltd (ZLAB) | Option exercise (M): 6,388 · Sale (S): 1,966 @ $18.63 · Grant/award (A): 103,950 (derivative) @ $0 · Grant/award (A): 33,783 (derivative) @ $0 · Option exercise (M): 6,388 (derivative) @ $0 | EDGAR |
| 2025-09-12 | 4 | Zai Lab Ltd (ZLAB) | Purchase (P): 10,000 @ $28.91 | EDGAR |
| 2025-08-19 | 4 | Zai Lab Ltd (ZLAB) | Option exercise (M): 15,900 · Sale (S): 6,641 @ $36.24 · Option exercise (M): 15,900 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | Zai Lab Ltd (ZLAB) | Option exercise (M): 7,145 · Sale (S): 3,354 @ $33.11 · Grant/award (A): 7,145 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | Zai Lab Ltd (ZLAB) | Option exercise (M): 32,062 · Sale (S): 11,740 @ $35.89 · Grant/award (A): 32,062 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | Zai Lab Ltd (ZLAB) | Grant/award (A): 78,627 (derivative) @ $0 · Grant/award (A): 25,553 (derivative) @ $0 | EDGAR |
| 2024-08-19 | 4 | Zai Lab Ltd (ZLAB) | Option exercise (M): 15,900 · Sale (S): 4,352 @ $16.67 · Option exercise (M): 15,900 (derivative) @ $0 | EDGAR |
| 2024-05-15 | 4 | Zai Lab Ltd (ZLAB) | Purchase (P): 3,000 @ $21.40 | EDGAR |
| 2024-04-05 | 4 | Zai Lab Ltd (ZLAB) | Option exercise (M): 7,145 @ $15.90 · Sale (S): 1,988 @ $15.67 · Option exercise (M): 7,145 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | Zai Lab Ltd (ZLAB) | Grant/award (A): 197,306 (derivative) @ $0 · Grant/award (A): 128,249 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | Zai Lab Ltd (ZLAB) | Purchase (P): 3,000 @ $20.83 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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