Shah Gaurav — SEC Form 4 filings
SEC reporting owner CIK 1725922. 20 Form 4 filings on record with FilingPulse; latest filed 2026-08-20.
Transaction summary — filings shown
Covers all 20 filings on record, filed 2024-02-16 to 2026-08-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 20,000 shares, $101,600 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 15 legs across 15 filings — 163,476 shares, $1,653,132 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: sale of 20,272 shares @ $29.84 ($604,876) in ROCKET PHARMACEUTICALS, INC., filed 2024-02-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROCKET PHARMACEUTICALS, INC. (RCKT) | CEO | 20 | 1 leg · 20,000 sh · $101,600 | 15 legs · 163,476 sh · $1,653,132 | 20 |
Form 4 filings — Shah Gaurav
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 2,293 @ $3.38 | EDGAR |
| 2026-08-17 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 2,837 @ $3.38 | EDGAR |
| 2026-05-26 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Option exercise (M): 76,490 @ $1.69 · Sale (S): 55,684 @ $3.09 · Option exercise (M): 76,490 (derivative) @ $1.69 | EDGAR |
| 2026-05-21 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 2,409 @ $3.01 | EDGAR |
| 2026-05-14 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 2,728 @ $3.61 | EDGAR |
| 2026-02-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 5,990 @ $3.34 | EDGAR |
| 2026-02-18 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 12,279 @ $3.31 | EDGAR |
| 2026-02-13 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Grant/award (A): 286,028 @ $0 · Grant/award (A): 870,648 (derivative) @ $0 | EDGAR |
| 2025-11-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 6,276 @ $2.98 | EDGAR |
| 2025-08-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Tax withholding (F): 2,234 @ $3.05 | EDGAR |
| 2025-05-22 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 2,253 @ $6.45 | EDGAR |
| 2025-05-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 3,621 @ $6.53 | EDGAR |
| 2025-04-14 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Purchase (P): 20,000 @ $5.08 | EDGAR |
| 2025-02-25 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 16,303 @ $10.58 | EDGAR |
| 2025-02-13 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Grant/award (A): 81,655 @ $0 · Grant/award (A): 243,345 (derivative) @ $0 | EDGAR |
| 2024-11-25 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 11,091 @ $13.05 | EDGAR |
| 2024-08-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 9,650 @ $18.50 | EDGAR |
| 2024-05-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Option exercise (M): 7,979 @ $0 · Option exercise (M): 9,683 @ $0 · Other (J): 23,940 @ $0 · Other (J): 67,785 @ $0 · Sale (S): 9,790 @ $23.35 · Option exercise (M): 7,979 (derivative) @ $0 · +3 more | EDGAR |
| 2024-02-21 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 20,272 @ $29.84 · Grant/award (A): 66,577 @ $0 · Grant/award (A): 196,336 (derivative) @ $0 | EDGAR |
| 2024-02-16 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Option exercise (M): 46,828 @ $0 · Option exercise (M): 7,979 (derivative) @ $0 · Option exercise (M): 38,849 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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