Schwartz Jonathan David — SEC Form 4 filings
SEC reporting owner CIK 1726398. 8 Form 4 filings on record with FilingPulse; latest filed 2025-11-20.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2025-02-13 to 2025-11-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 10 legs across 6 filings — 33,667 shares, $288,304 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 6,532 shares @ $10.58 ($69,109) in ROCKET PHARMACEUTICALS, INC., filed 2025-02-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROCKET PHARMACEUTICALS, INC. (RCKT) | See Remarks | 8 | — | 10 legs · 33,667 sh · $288,304 | 3 |
Form 4 filings — Schwartz Jonathan David
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 2,545 @ $2.98 | EDGAR |
| 2025-09-09 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Grant/award (A): 80,000 @ $0 | EDGAR |
| 2025-08-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 1,680 @ $3.06 · Sale (S): 805 @ $3.00 | EDGAR |
| 2025-08-18 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 11,161 @ $3.02 | EDGAR |
| 2025-05-22 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 801 @ $6.45 | EDGAR |
| 2025-05-20 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 1,582 @ $6.53 | EDGAR |
| 2025-02-27 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 2,754 @ $23.35 · Sale (S): 2,710 @ $18.50 · Sale (S): 3,097 @ $13.05 · Sale (S): 6,532 @ $10.58 | EDGAR |
| 2025-02-13 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Grant/award (A): 80,318 @ $0 · Grant/award (A): 119,682 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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