Kocherlakota Sitarama Swamy — SEC Form 4 filings
SEC reporting owner CIK 1727720. 6 Form 4 filings on record with FilingPulse; latest filed 2025-03-06.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-03-05 to 2025-03-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 1 filing — 9,600 shares, $4,692,581 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: sale of 5,431 shares @ $489.17 ($2,656,682) in S&P Global Inc., filed 2024-08-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| S&P Global Inc. (SPGI) | EVP, Chief Digital Officer | 6 | — | 4 legs · 9,600 sh · $4,692,581 | 18 |
Form 4 filings — Kocherlakota Sitarama Swamy
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-03-06 | 4 | S&P Global Inc. (SPGI) | Grant/award (A): 1,149 @ $0 · Tax withholding (F): 550 @ $516.81 · Grant/award (A): 7,681 @ $0 · Tax withholding (F): 3,922 @ $516.81 | EDGAR |
| 2025-03-04 | 4 | S&P Global Inc. (SPGI) | Grant/award (A): 1,429 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | S&P Global Inc. (SPGI) | Option exercise (M): 419 @ $498.03 · Tax withholding (F): 170 @ $498.03 · Option exercise (M): 586 @ $498.03 · Tax withholding (F): 212 @ $498.03 · Option exercise (M): 587 @ $498.03 · Tax withholding (F): 212 @ $498.03 · +3 more | EDGAR |
| 2024-08-05 | 4 | S&P Global Inc. (SPGI) | Sale (S): 818 @ $486.86 · Sale (S): 2,112 @ $488.02 · Sale (S): 5,431 @ $489.17 · Sale (S): 1,239 @ $489.87 · Gift (G): 400 @ $0 | EDGAR |
| 2024-03-07 | 4 | S&P Global Inc. (SPGI) | Grant/award (A): 1,544 @ $0 · Tax withholding (F): 646 @ $422.31 | EDGAR |
| 2024-03-05 | 4 | S&P Global Inc. (SPGI) | Grant/award (A): 1,780 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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