YOUNG NICOLAS — SEC Form 4 filings
SEC reporting owner CIK 1728694. 3 Form 4 filings on record with FilingPulse; latest filed 2024-10-08.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-05-24 to 2024-10-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 500 shares, $6,615 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 500 shares @ $13.23 ($6,615) in NewtekOne, Inc., filed 2024-05-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NewtekOne, Inc. (NEWT) | President, Newtek Bank, N.A. | 3 | 1 leg · 500 sh · $6,615 | — | 2 |
Form 4 filings — YOUNG NICOLAS
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-10-08 | 4 | NewtekOne, Inc. (NEWT) | Grant/award (A): 8,237 @ $0 | EDGAR |
| 2024-07-02 | 4 | NewtekOne, Inc. (NEWT) | Grant/award (A): 7,955 @ $0 | EDGAR |
| 2024-05-24 | 4 | NewtekOne, Inc. (NEWT) | Purchase (P): 500 @ $13.23 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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