Fahy Kathryn — SEC Form 4 filings
SEC reporting owner CIK 1729765. 7 Form 4 filings on record with FilingPulse; latest filed 2026-05-12.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-09-19 to 2026-05-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 28,000 shares, $295,684 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 10,000 shares @ $10.71 ($107,118) in HENNESSY ADVISORS INC, filed 2025-05-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HENNESSY ADVISORS INC (HNNA) | SVP and CFO | 7 | — | 3 legs · 28,000 sh · $295,684 | 6 |
Form 4 filings — Fahy Kathryn
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-12 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 10,000 @ $10 | EDGAR |
| 2025-12-11 | 4 | HENNESSY ADVISORS INC (HNNA) | Gift (G): 2,000 @ $0 | EDGAR |
| 2025-09-19 | 4 | HENNESSY ADVISORS INC (HNNA) | Grant/award (A): 12,500 @ $0 · Tax withholding (F): 4,022 @ $11.08 | EDGAR |
| 2025-05-14 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 10,000 @ $10.71 | EDGAR |
| 2025-02-27 | 4 | HENNESSY ADVISORS INC (HNNA) | Sale (S): 8,000 @ $11.07 | EDGAR |
| 2024-09-24 | 4 | HENNESSY ADVISORS INC (HNNA) | Gift (G): 2,000 @ $0 | EDGAR |
| 2024-09-19 | 4 | HENNESSY ADVISORS INC (HNNA) | Grant/award (A): 12,500 @ $0 · Tax withholding (F): 3,772 @ $10.24 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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