PECK MICHAEL D — SEC Form 4 filings
SEC reporting owner CIK 1732966. 4 Form 4 filings on record with FilingPulse; latest filed 2026-07-27.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2026-05-06 to 2026-07-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 340,101 shares, $6,500,988 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: purchase of 180,766 shares @ $27.66 ($4,999,988) in FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND, filed 2026-07-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLEX) | President | 1 | 1 leg · 180,766 sh · $4,999,988 | — | 4 |
| First Trust Enhanced Private Credit Fund (FTECX) | PRESIDENT | 2 | 2 legs · 159,335 sh · $1,500,990 | — | 5 |
| FT Vest Total Return Income Fund: Series A2 | PRESIDENT | 1 | 1 leg · 0 sh · $10 | — | — |
Form 4 filings — PECK MICHAEL D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-27 | 4 | FT Vest Total Return Income Fund: Series A2 | Purchase (P): 0.44 @ $22.71 | EDGAR |
| 2026-07-07 | 4 | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLEX) | Purchase (P): 180,766 @ $27.66 · Other (J): 0.30 @ $26.81 · Other (J): 0.30 @ $27.04 · Other (J): 0.30 @ $27.08 · Other (J): 0.30 @ $27.19 | EDGAR |
| 2026-07-07 | 4 | First Trust Enhanced Private Credit Fund (FTECX) | Purchase (P): 159,234.61 @ $9.42 · Other (J): 126.78 @ $9.54 · Other (J): 111.72 @ $9.54 · Other (J): 113.19 @ $9.41 · Other (J): 0.92 @ $9.54 · Other (J): 0.94 @ $9.41 | EDGAR |
| 2026-05-06 | 4 | First Trust Enhanced Private Credit Fund (FTEAX) | Purchase (P): 100 @ $10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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