Waters James L — SEC Form 4 filings
SEC reporting owner CIK 1733701. 4 Form 4 filings on record with FilingPulse; latest filed 2026-02-18.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-21 to 2026-02-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| KEYCORP /NEW/ (KEY) | General Counsel and Secretary | 4 | — | — | 24 |
Form 4 filings — Waters James L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-18 | 4 | KEYCORP /NEW/ (KEY) | Option exercise (M): 24,205 · Tax withholding (F): 7,390 @ $21.69 · Grant/award (A): 17,972 (derivative) @ $0 · Grant/award (A): 19,667 (derivative) @ $0 · Option exercise (M): 3,573 (derivative) @ $0 · Option exercise (M): 6,028 (derivative) @ $0 · +2 more | EDGAR |
| 2025-02-19 | 4 | KEYCORP /NEW/ (KEY) | Option exercise (M): 17,596 · Tax withholding (F): 5,586 @ $17.72 · Grant/award (A): 22,009 (derivative) @ $0 · Grant/award (A): 26,369 (derivative) @ $0 · Option exercise (M): 3,410 (derivative) @ $0 · Option exercise (M): 5,753 (derivative) @ $0 · +1 more | EDGAR |
| 2024-07-09 | 4 | KEYCORP /NEW/ (KEY) | Option exercise (M): 23,337 · Tax withholding (F): 7,920 @ $13.95 · Option exercise (M): 23,337 (derivative) @ $0 | EDGAR |
| 2024-02-21 | 4 | KEYCORP /NEW/ (KEY) | Option exercise (M): 8,690 · Tax withholding (F): 2,918 @ $14.07 · Grant/award (A): 31,982 (derivative) @ $0 · Grant/award (A): 43,731 (derivative) @ $0 · Option exercise (M): 3,235 (derivative) @ $0 · Option exercise (M): 5,456 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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