Herlihy John — SEC Form 4 filings
SEC reporting owner CIK 1734053. 5 Form 4 filings on record with FilingPulse; latest filed 2026-01-05.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-12-20 to 2026-01-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Ellington Credit Co (EARN) | Chief Operating Officer | 3 | — | — | 3 |
| Ellington Financial Inc. (EFC) | Chief Financial Officer | 2 | — | — | 2 |
Form 4 filings — Herlihy John
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-05 | 4 | Ellington Credit Co (EARN) | Tax withholding (F): 5,235 @ $5.17 | EDGAR |
| 2025-12-19 | 4 | Ellington Financial Inc. (EFC) | Grant/award (A): 36,417 (derivative) @ $0 | EDGAR |
| 2025-01-02 | 4 | Ellington Credit Co (EARN) | Tax withholding (F): 2,845 @ $6.83 | EDGAR |
| 2024-12-20 | 4 | Ellington Financial Inc. (EFC) | Grant/award (A): 26,945 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | Ellington Credit Co (EARN) | Grant/award (A): 24,346 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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