Mock James M — SEC Form 4 filings
SEC reporting owner CIK 1736359. 36 Form 4 filings on record with FilingPulse; latest filed 2026-09-14.
Transaction summary — filings shown
Covers all 36 filings on record, filed 2024-01-09 to 2026-09-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 13 legs across 12 filings — 42,789 shares, $5,434,569 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 132.
- Largest priced transaction: sale of 19,836 shares @ $134.49 ($2,667,744) in Moderna, Inc., filed 2026-09-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Moderna, Inc. (MRNA) | Chief Financial Officer | 36 | — | 13 legs · 42,789 sh · $5,434,569 | 132 |
Form 4 filings — Mock James M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 19,836 @ $30.96 · Sale (S): 19,836 @ $134.49 · Sale (S): 15,000 @ $134.49 · Option exercise (M): 19,836 (derivative) @ $0 | EDGAR |
| 2026-09-08 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 11,797 · Tax withholding (F): 5,704 @ $148.87 · Option exercise (M): 11,797 (derivative) @ $0 | EDGAR |
| 2026-09-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 2,475 · Tax withholding (F): 1,197 @ $140.34 · Option exercise (M): 2,475 (derivative) @ $0 | EDGAR |
| 2026-08-31 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 774 · Tax withholding (F): 375 @ $149.66 · Option exercise (M): 329 · Tax withholding (F): 160 @ $142.77 · Option exercise (M): 774 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,452 · Tax withholding (F): 703 @ $72.50 · Option exercise (M): 1,452 (derivative) @ $0 | EDGAR |
| 2026-06-08 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 11,798 · Tax withholding (F): 5,705 @ $51.59 · Option exercise (M): 11,798 (derivative) @ $0 | EDGAR |
| 2026-06-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 2,475 · Tax withholding (F): 1,197 @ $47.19 · Option exercise (M): 2,475 (derivative) @ $0 | EDGAR |
| 2026-05-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 773 · Tax withholding (F): 374 @ $47.03 · Option exercise (M): 328 · Tax withholding (F): 159 @ $47.61 · Option exercise (M): 773 (derivative) @ $0 · Option exercise (M): 328 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,453 · Tax withholding (F): 703 @ $50.03 · Option exercise (M): 1,453 (derivative) @ $0 | EDGAR |
| 2026-03-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 11,797 · Tax withholding (F): 5,704 @ $57.80 · Option exercise (M): 11,797 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 329 · Tax withholding (F): 160 @ $51.71 · Option exercise (M): 774 · Tax withholding (F): 375 @ $51.71 · Option exercise (M): 9,901 · Tax withholding (F): 4,788 @ $51.71 · +5 more | EDGAR |
| 2026-02-13 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 2,630 @ $0 · Tax withholding (F): 1,278 @ $41.99 | EDGAR |
| 2026-01-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,452 · Tax withholding (F): 780 @ $30.86 · Option exercise (M): 1,452 (derivative) @ $0 | EDGAR |
| 2025-12-08 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 47,190 · Tax withholding (F): 22,817 @ $25.49 · Option exercise (M): 47,190 (derivative) @ $0 | EDGAR |
| 2025-12-01 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 773 · Tax withholding (F): 374 @ $24.75 · Option exercise (M): 329 · Tax withholding (F): 160 @ $25.01 · Option exercise (M): 773 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2025-10-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,453 · Tax withholding (F): 703 @ $28.37 · Option exercise (M): 1,453 (derivative) @ $0 | EDGAR |
| 2025-08-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 774 · Tax withholding (F): 375 @ $24.73 · Option exercise (M): 329 · Tax withholding (F): 160 @ $25.10 · Option exercise (M): 774 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2025-07-07 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,453 · Tax withholding (F): 703 @ $30.28 · Option exercise (M): 1,453 (derivative) @ $0 | EDGAR |
| 2025-05-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 773 · Tax withholding (F): 374 @ $26.26 · Option exercise (M): 328 · Tax withholding (F): 159 @ $26.76 · Option exercise (M): 773 (derivative) @ $0 · Option exercise (M): 328 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,452 · Tax withholding (F): 703 @ $25.73 · Option exercise (M): 1,452 (derivative) @ $0 | EDGAR |
| 2025-03-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 329 · Tax withholding (F): 160 @ $31.09 · Option exercise (M): 329 (derivative) @ $0 · Grant/award (A): 63,478 (derivative) @ $0 · Grant/award (A): 39,606 (derivative) @ $0 | EDGAR |
| 2025-02-28 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,326 · Tax withholding (F): 642 @ $33.58 · Option exercise (M): 3,094 · Tax withholding (F): 1,496 @ $33.58 · Option exercise (M): 1,326 · Tax withholding (F): 642 @ $33.58 · +3 more | EDGAR |
| 2025-01-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,453 · Tax withholding (F): 780 @ $42 · Option exercise (M): 1,453 (derivative) @ $0 | EDGAR |
| 2024-12-06 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 188,761 (derivative) @ $0 | EDGAR |
| 2024-12-02 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,326 · Option exercise (M): 329 · Option exercise (M): 1,326 · Sale (S): 1,420 @ $42.79 · Option exercise (M): 1,326 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 · +1 more | EDGAR |
| 2024-10-08 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,453 · Sale (S): 715 @ $60.12 · Option exercise (M): 1,453 (derivative) @ $0 | EDGAR |
| 2024-08-30 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 329 · Sale (S): 162 @ $78.03 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2024-08-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,326 · Option exercise (M): 1,326 · Sale (S): 1,321 @ $79.39 · Option exercise (M): 1,326 (derivative) @ $0 · Option exercise (M): 1,326 (derivative) @ $0 | EDGAR |
| 2024-07-09 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,452 · Sale (S): 689 @ $118.24 · Option exercise (M): 1,452 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,326 · Sale (S): 691 @ $140.72 · Grant/award (A): 5,304 (derivative) @ $0 · Option exercise (M): 1,326 (derivative) @ $0 | EDGAR |
| 2024-05-30 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 328 · Sale (S): 183 @ $144.50 · Option exercise (M): 328 (derivative) @ $0 | EDGAR |
| 2024-05-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,326 · Sale (S): 648 @ $162.47 · Option exercise (M): 1,326 (derivative) @ $0 | EDGAR |
| 2024-04-09 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,453 · Sale (S): 705 @ $101.93 · Option exercise (M): 1,453 (derivative) @ $0 | EDGAR |
| 2024-03-01 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,315 · Sale (S): 647 @ $94.57 · Option exercise (M): 1,315 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 23,635 (derivative) @ $0 · Grant/award (A): 12,377 (derivative) @ $0 · Grant/award (A): 60,216 (derivative) @ $0 · Grant/award (A): 5,304 (derivative) @ $0 | EDGAR |
| 2024-01-09 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,452 · Sale (S): 772 @ $109.75 · Option exercise (M): 1,452 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-09 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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