Van Dask Kristin Lea — SEC Form 4 filings
SEC reporting owner CIK 1737386. 4 Form 4 filings on record with FilingPulse; latest filed 2026-06-10.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-03-13 to 2026-06-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 4 filings — 29,536 shares, $317,332 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 3,002 shares @ $24.98 ($75,000) in Prospect Enhanced Yield Fund, filed 2026-06-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PROSPECT CAPITAL CORP (PSEC) | CFO, TREASURER, SECRETARY, CCO | 3 | 4 legs · 23,530 sh · $167,332 | — | — |
| Prospect Enhanced Yield Fund (PAYIX) | Chief Financial Officer | 1 | 2 legs · 6,006 sh · $150,000 | — | — |
Form 4 filings — Van Dask Kristin Lea
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-10 | 4 | Prospect Enhanced Yield Fund (PAYIX) | Purchase (P): 3,003.60 @ $24.97 · Purchase (P): 3,002.40 @ $24.98 | EDGAR |
| 2024-11-14 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 9,400 @ $4.29 · Purchase (P): 5,800 @ $4.29 | EDGAR |
| 2024-06-24 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 3,330 @ $22.50 | EDGAR |
| 2024-03-13 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 5,000 @ $5.44 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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